Qvt Financial Lp
- Regulatory AUM
- $1.8B
- Discretionary
- $1.8B
- Clients
- 7
- Avg AUM / client
- $255M
- Accounts
- 7
- Employees
- 31
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Investments (13F portfolio — 73 positions, $1,365,486,907)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Roivant Sciences Ltd | SHS | $696,966,265 | 25,161,237 | 51.0% | 39.0% |
| 2 | Okeanis Eco Tankers Cor | SHS | $64,836,007 | 1,423,997 | 4.75% | 3.63% |
| 3 | Carvana Co | CL A | $54,597,117 | 173,666 | 4.0% | 3.06% |
| 4 | Goldman Sachs Group Inc | COM | $47,630,929 | 56,302 | 3.49% | 2.67% |
| 5 | Allot Ltd | SHS | $37,284,631 | 5,598,293 | 2.73% | 2.09% |
| 6 | Invesco Qqq Tr | UNIT SER 1 | $36,648,044 | 63,495 | 2.68% | 2.05% |
| 7 | Nelnet Inc | CL A | $29,843,149 | 231,414 | 2.19% | 1.67% |
| 8 | Nexstar Media Group Inc | COMMON STOCK | $28,079,463 | 155,281 | 2.06% | 1.57% |
| 9 | New York Times Co Mtn Be | CL A | $26,537,972 | 316,947 | 1.94% | 1.49% |
| 10 | Nvidia Corporation | COM | $23,925,413 | 137,187 | 1.75% | 1.34% |
| 11 | Apple Inc | COM | $23,035,249 | 90,765 | 1.69% | 1.29% |
| 12 | Berkshire Hathaway Inc Del | CL B NEW | $22,975,723 | 47,946 | 1.68% | 1.29% |
| 13 | Anterix Inc | COM | $19,245,507 | 503,941 | 1.41% | 1.08% |
| 14 | Blackstone Secd Lending Fd | COMMON STOCK | $17,758,829 | 749,634 | 1.3% | 0.99% |
| 15 | Microsoft Corp | COM | $16,857,172 | 45,539 | 1.23% | 0.94% |
| 16 | Whitehawk Therapeutics Inc | COM | $15,924,196 | 4,615,709 | 1.17% | 0.89% |
| 17 | Liberty Latin America Ltd | COM CL C | $15,430,299 | 1,749,467 | 1.13% | 0.86% |
| 18 | Infleqtion Inc | COM SHS | $12,303,898 | 1,254,220 | 0.9% | 0.69% |
| 19 | Carmax Inc | COM | $10,848,347 | 260,903 | 0.79% | 0.61% |
| 20 | Ionq Inc | COM | $10,667,100 | 370,000 | 0.78% | 0.6% |
| 21 | Noble Corp Plc | ORD SHS A | $10,237,670 | 208,634 | 0.75% | 0.57% |
| 22 | Amicus Therapeutic | COM | $10,111,892 | 699,301 | 0.74% | 0.57% |
| 23 | Birkenstock Holding Plc | COM SHS | $9,800,867 | 273,538 | 0.72% | 0.55% |
| 24 | Oracle Corp | 6.5 DEP CUM SR D | $8,022,875 | 175,000 | 0.59% | 0.45% |
| 25 | Real Asset Acquisition Corp | SHS CL A | $8,008,192 | 762,685 | 0.59% | 0.45% |
Top 25 of 73 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 7 | $1.8B | 100.0% |
Private funds (34)
View all →Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $2.2B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Qvt Family Office Fund Lp master | Hedge Fund | Cayman Islands | $659M | 40 |
| Qvt Roiv Hldgs Offshore Ltd. | Private Equity Fund | Cayman Islands | $391M | 100 |
| Qvt Financial Investment Cayman Ltd. | Other Private Fund | Cayman Islands | $278M | 10 |
| Qvt Deferred Compensation Holdings Ltd. | Other Private Fund | Cayman Islands | $211M | 30 |
| Qvt Financial Investment Lp | Other Private Fund | Delaware | $172M | 4 |
| Qvt Roiv Hldgs Onshore Ltd. | Private Equity Fund | Cayman Islands | $140M | 45 |
| Qvt Slv Offshore Ii Lp master | Hedge Fund | Cayman Islands | $45.9M | 280 |
| Fourth Avenue Ff Opportunities Lp Series 3 | Other Private Fund | Delaware | $40.5M | 5 |
| Fourth Avenue Ff Opportunities Lp Series J | Other Private Fund | Delaware | $35.0M | 10 |
| Fourth Avenue Ff Opportunities Lp Series E | Other Private Fund | Delaware | $34.7M | 2 |
| Fourth Avenue Capital Partners Lp | Other Private Fund | Delaware | $29.4M | 35 |
| Fourth Avenue Ff Opportunities Lp Series Z | Other Private Fund | Delaware | $23.2M | 5 |
| Fourth Avenue Ff Opportunities Lp Series Y | Other Private Fund | Delaware | $16.0M | 5 |
| Fourth Avenue Ff Opportunities Lp Series T | Other Private Fund | Delaware | $14.3M | 5 |
| Fourth Avenue Ff Opportunities Lp Series L | Other Private Fund | Delaware | $13.7M | 2 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brumm, Nicholas, David Stupnick | Limited Partner | Jun 2003 (23y) | 10% – 25% | |
| Chu, Arthur, Paishih | Limited Partner | Jun 2003 (23y) | 10% – 25% | |
| Fu, Tracy, Chuin | Limited Partner | Jun 2003 (23y) | 10% – 25% | |
| Gold, Daniel, Allen | Chief Executive Officer; Limited Partner | Jun 2003 (23y) | ≈ 0% – 2.5% via Qvt Financial Gp Llc | |
| Eisner, Margaret, Sarah | Chief Compliance Officer | May 2014 (12y) | Less than 5% | |
| Gat, Michael | General Counsel | Sep 2015 (11y) | Less than 5% | |
| Kaiser Pendergrast, Victor, Andrew | Chief Operating Officer | Jan 2023 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Qvt Financial Gp Llc | General Partner | Jun 2003 | A | Less than 5% |
Undisclosed: 0% – 60% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Gold, Daniel, Allen: 25% – 50% of Qvt Financial Gp Llc × 0% – 5% direct ≈ 0% – 2.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (34, $2.2B gross assets)
Top 25 of 34 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 8.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FINANSTILSYNET FINED QVT FINANCIAL LP FOR A PURPORTED LATE REGULATORY FILING IN 2018. QVT CHALLENGED THIS ALLEGATION DIRECTLY WITH FINANSTILSYNET IN 2019 AND THEN APPEALED THE FINE TO THE NORWEGIAN MINISTRY OF FINANCE (DET KONGELIGE FINANSDEPARTEMENT) IN 2020. IN DECEMBER 2020, THE MINISTRY OF FINANCE SIMPLY DENIED OUR APPEAL WITHOUT RESPONDING TO ANY OF OUR ARGUMENTS. ALTHOUGH IT IS QVT'S VIEW THAT IT DID NOT VIOLATE ANY REGULATION, THAT FINANSTILSYNET MISAPPLIED THE RELEVANT LAWS AND THAT ITS OWN PUBLISHED DIRECTIVES CONTRADICT ITS STATED POSITION IN THIS MATTER, QVT OPTED NOT TO PURSUE THE APPEAL FURTHER IN LITIGATION AS THE COSTS THEREOF WOULD FAR ECLIPSE THIS SMALL FINE ASSESSED. ACCORDINGLY, QVT PAID THE FINE (IN 2021) TO CLOSE THE MATTER INSTEAD. Status: Final Sanction Detail: PAID NOK 30,000 ($3,655) ON 1/21/2021. Summary: THE MATTER IS CLOSED NOW THAT THE FINE HAS BEEN PAID.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗