Weiss Asset Management Lp
- Regulatory AUM
- $15.6B
- Discretionary
- $15.6B
- Clients
- 2
- Avg AUM / client
- $7.8B
- Accounts
- 2
- Employees
- 139
AUM over time
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $15.6B | 100.0% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $6.7B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Brookdale International Partners, L.P. | Hedge Fund | New York | $3.7B | 88 |
| Brookdale Global Opportunity Fund | Hedge Fund | Cayman Islands | $2.8B | 96 |
| Weiss Korea Opportunity Fund Ltd. | Hedge Fund | Guernsey | $158M | 133 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nikitin, Georgiy | Chief Compliance Officer | Sep 2008 (18y) | Less than 5% | |
| Rinaldi, Matthew, Joseph | Vice President, Chief Operating Officer | Sep 2008 (18y) | Less than 5% | |
| Weiss, Andrew, Murray | Chief Executive Officer Of General Partner | May 2017 (9y) | 75% or more | |
| Fu, Daniel, Xun | President Of General Partner | Sep 2020 (6y) | Less than 5% | |
| Bradford, Daniel, Philip | Chief Legal Officer | Mar 2023 (3y) | Less than 5% | |
| Ruiz, Eric, Litman | General Counsel | Mar 2023 (3y) | Less than 5% | |
| Rausch, Emma | Chief People Officer | Mar 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wam Gp Llc | General Partner | Jan 2010 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $6.7B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Brookdale International Partners, L.P. | Hedge Fund | $3.7B | $5.0M | 88 |
| Brookdale Global Opportunity Fund | Hedge Fund | $2.8B | $5.0M | 96 |
| Weiss Korea Opportunity Fund Ltd. | Hedge Fund | $158M | $3 | 133 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 2.67 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THIS REGULATORY ACTION IS RELATED TO WEISS ASSET MANAGEMENT IDENTIFYING AND SELF-REPORTING SEVEN VIOLATIONS OF RULE 105 OF REGULATION M UNDER THE SECURITIES EXCHANGE ACT OF 1934. RULE 105 GENERALLY PROHIBITS BUYING AN EQUITY SECURITY IN AN UNDERWRITTEN SECONDARY PUBLIC OFFERING IF THE BUYER SOLD SHORT THE SAME SECURITY DURING THE RESTRICTED PERIOD SPECIFIED IN THE RULE (GENERALLY FIVE BUSINESS DAYS BEFORE THE PRICING OF THE OFFERING). Status: Final Sanction Detail: PENALTY: $200,000; DISGORGEMENT: $6,508,792.81; PREJUDGMENT INTEREST: $190,210.84; TOTAL: $6,899,003.65, WHICH WAS PAID ON JUNE 15, 2022. Summary: WEISS ASSET MANAGEMENT ENTERED INTO AN OFFER OF SETTLEMENT WITH THE SECURITIES AND EXCHANGE COMMISSION TO RESOLVE THE MATTER, AND IT WAS FILED AS A SETTLED REGULATORY PROCEEDING.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • CLIENTS PAY CERTAIN EXPENSES OF THE MANAGER
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Citibank $50.5M (0% of AUM) Sep 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗