Atb Capital Markets Usa Inc.
SEC-registered
Broker-Dealer (Dually Registered)
CRD 155053
· SEC file 801-128511
· Calgary, Alberta
· atbcm.atb.com
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ADV data as of Aug 18, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 31
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Peck, Nancy Lynn | Finop/Cfo | Jun 2015 (11y) | Less than 5% | |
| Eurich, Darren Lee | Executive Representative, Ceo, Member Of Board Of Directors | Jun 2023 (3y) | Less than 5% | |
| Edwards, Lisa Marie | Chief Compliance Officer | Jul 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Atb Securities, Inc. | Shareholder | Jan 2024 | A | 75% or more |
| Atb Financial | Shareholder | Apr 2020 | B | 75% or more of Atb Securities Inc. (indirect) |
| Province Of Alberta, Canada | Shareholder | Oct 1997 | B | 75% or more of Atb Financial (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/16/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • PAYMENTS FOR RESEARCH-RELATED SERVICES AS DETERMINED BY CLIENT
Services
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 18, 2026.
View current Form ADV (SEC/IAPD) ↗