AUMdb

Resolve Capital Management Llc

State-registered Insurance-Affiliated · Boutique (under $100M) CRD 154965 · SEC file 801-71834 · Sioux Falls, SD · WWW.RESOLVECAPITALMANAGEMENT.COM
☆ Save with Pro ADV data as of Jan 16, 2026
Regulatory AUM
$41.7M
Discretionary
$40.8M
Clients
89
Avg AUM / client
$468K
Accounts
140
Employees
2

AUM over time

$41.7M $61.9M
Dec 5, 2011 Jan 16, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jan 16, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 58 $11.5M 27.7%
High net worth individuals 31 $30.2M 72.3%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Alan Lee Miller Partner And Managing Member Dec 2004 (22y) ≈ 25% – 56.25% via Miller Asset Management, Inc.
Miller, Rhett, Dugan Partner And Managing Member Mar 2007 (19y) ≈ 12.5% – 37.5% via Miller Asset Management, Inc.
Donald Gregg Olson Partner, Managing Member And Chief Compliance Officer Aug 2010 (16y) 50% – 75%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Miller Asset Management, Inc. Member Aug 2010 A 50% – 75%

Estimated effective ownership (look-through of filed bands):

  • Alan Lee Miller: 50% – 75% of Miller Asset Management, Inc. × 50% – 75% direct ≈ 25% – 56.25% of the firm
  • Miller, Rhett, Dugan: 25% – 50% of Miller Asset Management, Inc. × 50% – 75% direct ≈ 12.5% – 37.5% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/16/2026 1.02 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 16, 2026.

View current Form ADV (SEC/IAPD) ↗