Uniplan Investment Counsel, Inc.
- Regulatory AUM
- $330M
- Discretionary
- $330M
- Clients
- 437
- Avg AUM / client
- $756K
- Accounts
- 437
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of May 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 405 | $231M | 69.9% |
| Pension and profit sharing plans | 7 | $72.1M | 21.8% |
| Charitable organizations | 8 | $7.2M | 2.17% |
| Corporations and other businesses | 17 | $20.2M | 6.12% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Nurses And Local 813 Ibt Retirement Plan Board Of Trustees Of Nurses And Local 813 Ibt Retirement Plan | Long Island City, NY | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kris Hunter Jamison | President And Chief Executive Officer | Sep 2010 (16y) | 10% – 25% | |
| Jacobson, Mary, Beth | Vice President And Director Of Compliance And Reporting, Chief Compliance Officer, Secretary | Aug 2014 (12y) | Less than 5% | |
| Richard Paul Imperiale | Chairman, Secretary Treasurer, Director, Chief Investment Officer | Feb 2018 (9y) | 75% or more | |
| Werner, James, Thomas | Chief Operating Officer And Vice President | Jun 2021 (5y) | Less than 5% | |
| Emily Marie Imperiale | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Nurses And Local 813 Ibt Retirement Plan | Board Of Trustees Of Nurses And Local 813 Ibt Retirement Plan | 2,162 | $613M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/15/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Morgan Stanley $250M (16% of AUM) Jun 2021
- J.P. Morgan $183M (10% of AUM) Mar 2022
- UBS $107M (32% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 15, 2026.
View current Form ADV (SEC/IAPD) ↗