Appomattox Advisory, Inc
- Regulatory AUM
- $426M
- Discretionary
- $68.4M
- Clients
- 22
- Avg AUM / client
- $19.3M
- Accounts
- 22
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 14 | $379M | 89.1% |
| Pooled investment vehicles (non-investment companies) | 7 | $39.0M | 9.17% |
| Charitable organizations | 1 | $7.2M | 1.69% |
Private funds (8)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $111M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Bh Feeder, Inc. feeder | Hedge Fund | British Virgin Islands | $26.7M | 9 |
| Bhm Archway Feeder L.P. feeder | Hedge Fund | Delaware | $22.7M | 8 |
| Hatchlings Fund Ltd. | Hedge Fund | British Virgin Islands | $18.7M | 3 |
| Archway Linse Cap F1 L.P. | Private Equity Fund | Delaware | $16.6M | 15 |
| Mcp Linse Capital Fund 1 feeder | Private Equity Fund | Bermuda | $11.1M | 13 |
| Archway Appreciation Fund Limited | Hedge Fund | Bermuda | $8.4M | 4 |
| Monticello Capital Partners, Ltd Segregated Account Mcp Tiger Pip Xi feeder | Private Equity Fund | Bermuda | $4.1M | 3 |
| Monticello Capital Partners Limited Segregated Account Mcp Tiger Pip Xv feeder | Private Equity Fund | Bermuda | $2.4M | 3 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Webb, Susan, Patterson | Ceo & Cio | Sep 2005 (21y) | 75% or more | |
| Koloniaris, Kristin, Marie | Chief Compliance Officer | May 2022 (4y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (8, $111M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Bh Feeder, Inc. | Hedge Fund | $26.7M | $100K | 9 |
| Bhm Archway Feeder L.P. | Hedge Fund | $22.7M | $100K | 8 |
| Hatchlings Fund Ltd. | Hedge Fund | $18.7M | $250K | 3 |
| Archway Linse Cap F1 L.P. | Private Equity Fund | $16.6M | $50.0K | 15 |
| Mcp Linse Capital Fund 1 | Private Equity Fund | $11.1M | $50.0K | 13 |
| Archway Appreciation Fund Limited | Hedge Fund | $8.4M | $250K | 4 |
| Monticello Capital Partners, Ltd Segregated Account Mcp Tiger Pip Xi | Private Equity Fund | $4.1M | $110K | 3 |
| Monticello Capital Partners Limited Segregated Account Mcp Tiger Pip Xv | Private Equity Fund | $2.4M | $110K | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 2.41 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: IN OCTOBER OF 2021, APPOMATTOX SELF-REPORTED AN ISSUE TO THE SEC IN CONNECTION WITH CERTAIN IRREGULAR MOVEMENTS OF MONEY FROM AND TO A PRIVATE CLIENT FUND. IN CONNECTION THEREWITH, APPOMATTOX PLACED ITS THEN-CEO/CCO ON IMMEDIATE LEAVE. AS A RESULT, ON SEPTEMBER 29, 2023, THE SEC ISSUED AN ORDER (INVESTMENT ADVISERS ACT OF 1940, RELEASE NO. 6451) REQUIRING, INTER ALIA, THE FIRM TO PAY A CIVIL MONETARY PENALTY. THE REFERENCED CEO/CCO, WHO WAS AN EQUITY OWNER OF APPOMATTOX, WAS DIVESTED OF HIS EQUITY INTERESTS AND DISCHARGED. IN CONNECTION WITH THE PRECEDING, APPOMATTOX HAS TAKEN APPROPRIATE STEPS TO ENHANCE INTERNAL CONTROLS AND ITS COMPLIANCE PROGRAM. Status: Final Sanction Detail: NOT APPLICABLE Summary: ON SEPTEMBER 29, 2023, THE SEC ISSUED AN ORDER (INVESTMENT ADVISERS ACT OF 1940, RELEASE NO. 6451) REQUIRING, INTER ALIA, THE FIRM TO PAY A CIVIL MONETARY PENALTY.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗