AUMdb

Renaissance Investment Group, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 153679 · SEC file 801-71391 · Lenox, MA · WWW.RIGLLC.COM
☆ Save with Pro ADV data as of Mar 12, 2026
Regulatory AUM
$726M
Discretionary
$707M
Clients
265
Avg AUM / client
$2.7M
Accounts
595
Employees
9

AUM over time

$232M $726M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 12, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 123 $102M 14.0%
High net worth individuals 131 $548M 75.5%
Banking or thrift institutions Fewer than 5 clients $26.8M 3.69%
Pension and profit sharing plans Fewer than 5 clients $3.3M 0.45%
Charitable organizations 11 $43.6M 6.01%
Corporations and other businesses Fewer than 5 clients $2.6M 0.35%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Eskridge Auto Group Profit Sharing Plan Eskridge Auto Group, Inc. 2024

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Thomas Edward Malinowski Financial Advisor & Managing Director May 2010 (16y) Less than 5%
Trevor Malpas Forbes Manager President & Cio Oct 2011 (15y) Less than 5%
Hilchey, Paula, Mary Chief Compliance Officer, Doo & Managing Director Jan 2014 (13y) Less than 5%
Jeffrey Alan Concepcion Managing Member Jun 2016 (10y) ≈ 11.87% – 75% via Stratos Wealth Holdings, Llc
Killeen, Lori, Jeanne Client Relations Executive & Managing Director Mar 2017 (9y) Less than 5%
Christopher Anthony Silipigno Manager Chief Executive Officer Chartered Financial Consultant Mar 2018 (8y) Less than 5%
Christopher Glenn King Registered representative May 2010 (16y)
Jeremy David Lundquist Registered representative Apr 2026 (0y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Sa Concepts, Llc Managing Member Oct 2016 A 75% or more
Stratos Wealth Holdings, Llc Holding Company Oct 2016 B ≈ 15.82% – 75% via Stratos Intermediate Holdco I Llc
Stratos Intermediate Holdco I Llc Member Apr 2022 B ≈ 21.09% – 75% via Stratos Intermediate Holdco Llc
Stratos Intermediate Holdco Llc Member May 2022 B ≈ 28.13% – 75% via Stratos Wealth Enterprises, Llc
Stratos Wealth Enterprises, Llc Memeber Oct 2016 B ≈ 37.5% – 75% via Sa Concepts, Llc

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Jeffrey Alan Concepcion: 75% – 100% of Stratos Wealth Holdings, Llc × 75% – 100% of Stratos Intermediate Holdco I Llc × 75% – 100% of Stratos Intermediate Holdco Llc × 75% – 100% of Stratos Wealth Enterprises, Llc × 50% – 75% of Sa Concepts, Llc × 75% – 100% direct ≈ 11.87% – 75% of the firm
  • Stratos Wealth Holdings, Llc: 75% – 100% of Stratos Intermediate Holdco I Llc × 75% – 100% of Stratos Intermediate Holdco Llc × 75% – 100% of Stratos Wealth Enterprises, Llc × 50% – 75% of Sa Concepts, Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
  • Stratos Intermediate Holdco I Llc: 75% – 100% of Stratos Intermediate Holdco Llc × 75% – 100% of Stratos Wealth Enterprises, Llc × 50% – 75% of Sa Concepts, Llc × 75% – 100% direct ≈ 21.09% – 75% of the firm
  • Stratos Intermediate Holdco Llc: 75% – 100% of Stratos Wealth Enterprises, Llc × 50% – 75% of Sa Concepts, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
  • Stratos Wealth Enterprises, Llc: 50% – 75% of Sa Concepts, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Eskridge Auto Group Profit Sharing Plan Eskridge Auto Group, Inc. 146 $27.7M 04/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/12/2026 1.94 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.

View current Form ADV (SEC/IAPD) ↗