Ofs Capital Management, Llc
- Regulatory AUM
- $1.8B
- Discretionary
- $1.8B
- Clients
- 6
- Avg AUM / client
- $293M
- Accounts
- 13
- Employees
- 47
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 2 | $568M | 32.3% |
| Business development companies | 2 | $377M | 21.4% |
| Pooled investment vehicles (non-investment companies) | 2 | $792M | 45.0% |
| Other | Fewer than 5 clients | $22.4M | 1.27% |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rashid, Bilal, (Nmn) | President/Senior Managing Director | Mar 2010 (16y) | Less than 5% | |
| Reichert, Tod, Kevin | Managing Director, General Counsel & Secretary | Sep 2016 (10y) | Less than 5% | |
| Porter, Mukya, Sue Denise | Chief Compliance Officer | May 2017 (9y) | Less than 5% | |
| Ressler, Richard, Scott | Trustee | Jan 2020 (7y) | GP / trustee / elected manager of The Oi3 2019 Trust (indirect) | |
| Cerny, Jeffrey, Alan | Chief Accounting Officer/Senior Managing Director | Oct 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Orchard First Source Asset Management, Llc | Sole Member/Manager | Mar 2010 | A | 75% or more |
| Orchard Investments, Llc | Owner | Dec 2022 | B | ≈ 21.09% – 75% via Orchard Investments Ii, Llc |
| The Oi3 2019 Trust | Member | Sep 2021 | B | ≈ 11.87% – 75% via Oi3, Llc |
| Orchard First Source Asset Management Holdings, Llc | Member/Manager | Dec 2022 | B | ≈ 56.25% – 100% via Orchard First Source Asset Management, Llc |
| Oi3, Llc | 100% Of Common Interests | Jun 2023 | B | ≈ 15.82% – 75% via Orchard Investments, Llc |
| Orchard Investments Ii, Llc | Member | Dec 2022 | B | ≈ 28.13% – 75% via Orchard First Source Asset Management Holdings, Llc |
| Orchard First Source Capital, Inc. | Manager | Dec 2009 | B | GP / trustee / elected manager of Orchard First Source Asset Management, Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Orchard Investments, Llc: 75% – 100% of Orchard Investments Ii, Llc × 50% – 75% of Orchard First Source Asset Management Holdings, Llc × 75% – 100% of Orchard First Source Asset Management, Llc × 75% – 100% direct ≈ 21.09% – 75% of the firm
- The Oi3 2019 Trust: 75% – 100% of Oi3, Llc × 75% – 100% of Orchard Investments, Llc × 75% – 100% of Orchard Investments Ii, Llc × 50% – 75% of Orchard First Source Asset Management Holdings, Llc × 75% – 100% of Orchard First Source Asset Management, Llc × 75% – 100% direct ≈ 11.87% – 75% of the firm
- Orchard First Source Asset Management Holdings, Llc: 75% – 100% of Orchard First Source Asset Management, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Oi3, Llc: 75% – 100% of Orchard Investments, Llc × 75% – 100% of Orchard Investments Ii, Llc × 50% – 75% of Orchard First Source Asset Management Holdings, Llc × 75% – 100% of Orchard First Source Asset Management, Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Orchard Investments Ii, Llc: 50% – 75% of Orchard First Source Asset Management Holdings, Llc × 75% – 100% of Orchard First Source Asset Management, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.61 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- U.S. Bank $22.4M (1% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗