Horizon Technology Finance Management Llc
- Regulatory AUM
- $811M
- Discretionary
- $811M
- Clients
- 1
- Avg AUM / client
- $811M
- Accounts
- 1
- Employees
- 23
AUM over time
Annual snapshots from Form ADV filings · as of Jun 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Business development companies | 1 | $811M | 100.0% |
People (8)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Koenig, Theodore, Leon | Trustee | Feb 2007 (20y) | GP / trustee / elected manager of Msdj Trust (indirect) | |
| Bombara, John, Carson | Executive Vice President, General Counsel, Chief Compliance Officer And Secretary | Mar 2008 (18y) | Less than 5% | |
| Michaud, Gerald, Alfred | President | Mar 2008 (18y) | Less than 5% | |
| Pomeroy, Robert, Dwight | Chief Executive Officer | Mar 2008 (18y) | Less than 5% | |
| Trolio, Daniel, Raffaele | Executive Vice President, Chief Financial Officer And Treasurer | Jan 2017 (10y) | Less than 5% | |
| Earle, Diane, Clare | Senior Vice President And Chief Credit Officer | Jan 2020 (7y) | Less than 5% | |
| Devorsetz, Daniel, Scott | Executive Vice President, Chief Operating Officer And Chief Investment Officer | Jun 2021 (5y) | Less than 5% | |
| Dombrowski, Lynn, Denise Murray | Chief Accounting Officer | Feb 2023 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mch Holdco Llc | Sole Member | Jun 2023 | A | 75% or more |
| Monroe Capital Investment Holdings, L.P. | Sole Managing Member | Feb 2021 | B | ≈ 56.25% – 100% via Mch Holdco Llc |
| Monroe Management Holdco, Llc | General Partner | Feb 2021 | B | ≈ 42.19% – 100% via Monroe Capital Investment Holdings, L.P. |
| Msdj Trust | Member | Feb 2007 | B | ≈ 10.55% – 50% via Monroe Management Holdco, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Monroe Capital Investment Holdings, L.P.: 75% – 100% of Mch Holdco Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Monroe Management Holdco, Llc: 75% – 100% of Monroe Capital Investment Holdings, L.P. × 75% – 100% of Mch Holdco Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Msdj Trust: 25% – 50% of Monroe Management Holdco, Llc × 75% – 100% of Monroe Capital Investment Holdings, L.P. × 75% – 100% of Mch Holdco Llc × 75% – 100% direct ≈ 10.55% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/12/2026 | 2.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 12, 2026.
View current Form ADV (SEC/IAPD) ↗