Mirae Asset Global Investments (Hong Kong) Limited
- Regulatory AUM
- $7.9B
- Discretionary
- $421M
- Clients
- 88
- Avg AUM / client
- $89.4M
- Accounts
- 88
- Employees
- 64
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | 2 | $230M | 2.92% |
| Investment companies | 3 | $191M | 2.43% |
| Pooled investment vehicles (non-investment companies) | 83 | $7.4B | 94.7% |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Park, Hyeon Joo | Shareholder | Mar 2012 (14y) | ≈ 37.5% – 75% via Mirae Asset Global Investments Co., Ltd. | |
| Li, Lui, Sandi | Chief Compliance Officer | Jul 2022 (4y) | Less than 5% | |
| Cho, Wanyoun | Chief Executive Officer/ Director | Jan 2023 (4y) | Less than 5% | |
| Cho, Young Rae | Chief Operating Officer | Jan 2024 (3y) | Less than 5% | |
| Fok, Ho Wah | Director | Mar 2024 (2y) | Less than 5% | |
| Kim, Nam Ki | Director | Mar 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mirae Asset Global Investments Co., Ltd. | Shareholder | Mar 2012 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Park, Hyeon Joo: 50% – 75% of Mirae Asset Global Investments Co., Ltd. × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.54 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: IN EARLY 2014, MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED ("MAGIHK") SUBMITTED A VOLUNTARY DISCLOSURE TO THE KOREAN REGULATOR, THE FINANCIAL SUPERVISORY SERVICE (THE "FSS"), WITH RESPECT TO MAGIHK'S INADVERTENT VIOLATION OF THE REPORTING REQUIREMENTS FOR ACQUISITION OF SECURITIES DENOMINATED IN KOREAN CURRENCY BY FOREIGNERS UNDER THE FOREIGN EXCHANGE TRANSACTIONS ACT OF KOREA. MAGIHK MADE TWO PROPRIETARY INVESTMENTS IN THE KOREAN MARKET AND REMITTED KOREAN CURRENCY TO AN ACCOUNT IN THE NAME OF MAGIHK'S LOCAL "STANDING AGENT" INSTEAD OF REMITTING THE KOREAN CURRENCY TO AN ACCOUNT IN THE NAME OF MAGIHK TO AN ACCOUNT IN THE NAME OF THE SAID LOCAL "STANDING AGENT", REMITTING NON-KOREAN CURRENCY OR FILING A REPORT TO THE GOVERNOR OF THE BANK OF KOREA WHICH CONSTITUTED TO THE ABOVE VIOLATION. THE FSS LEVIED A FINE ON MAGIHK THAT WAS PAID IN NOVEMBER 2014 TO CLOSE THE MATTER. Status: Final Sanction Detail: N/A Summary: MAGIHK HAS ARRANGED TO SETTLE THE SAID FINE IN EARLY NOVEMBER 2014 AS REQUIRED ACCORDING TO THE NOTICE OF PAYMENT ISSUED BY THE FINANCIAL SERVICES COMMISSION. AFTER THE FINE IS PAID, MAGIHK UNDERSTANDS FROM FSS THAT THE CASE SHALL BE PUT TO AN END AND CLOSED.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗