Halifax Investment Management, L.L.C.
- Regulatory AUM
- $1.9B
- Discretionary
- $1.9B
- Clients
- 8
- Avg AUM / client
- $237M
- Accounts
- 8
- Employees
- 18
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 8 | $1.9B | 100.0% |
Private funds (7)
Reported in Form ADV Section 7.B.(1), filing of Aug 2024 · $1.3B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Halifax Capital Partners Iv, L.P. | Private Equity Fund | Delaware | $875M | 83 |
| Halifax Capital Partners V, Lp | Private Equity Fund | Delaware | $219M | 81 |
| Halifax Capital Partners Iv A, Lp | Private Equity Fund | Delaware | $126M | 83 |
| Hcp Iv Nppi Co Investors Lp | Private Equity Fund | Delaware | $61.4M | 12 |
| Hcp Iv Cdl Co Investors, Lp | Private Equity Fund | Delaware | $14.2M | 2 |
| Hcp V Ck Co Investors, Lp | Private Equity Fund | Delaware | $5.0M | 1 |
| Halifax Capital Partners Ii, L.P. | Private Equity Fund | Delaware | $3.0M | 35 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cathcart, Christopher, Charles | Managing Partner | Feb 2016 (11y) | ≈ 37.5% – 75% via The Halifax Group, L.L.C. | |
| Plumridge, Scott | Managing Partner | Feb 2016 (11y) | ≈ 37.5% – 75% via The Halifax Group, L.L.C. | |
| Bard, David, Yossi | Partner | Mar 2018 (8y) | Less than 5% | |
| Hill, Douglas, Charles | Sr. Partner | Sep 2019 (7y) | Less than 5% | |
| High, Jr., A., Thomas | Chief Compliance Officer And Chief Financial Officer | Mar 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Halifax Group, L.L.C. | Sole Member | Mar 2004 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Cathcart, Christopher, Charles: 50% – 75% of The Halifax Group, L.L.C. × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Plumridge, Scott: 50% – 75% of The Halifax Group, L.L.C. × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (7, $1.3B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Halifax Capital Partners Iv, L.P. | Private Equity Fund | $875M | $5.0M | 83 |
| Halifax Capital Partners V, Lp | Private Equity Fund | $219M | $5.0M | 81 |
| Halifax Capital Partners Iv A, Lp | Private Equity Fund | $126M | $5.0M | 83 |
| Hcp Iv Nppi Co Investors Lp | Private Equity Fund | $61.4M | $5.0M | 12 |
| Hcp Iv Cdl Co Investors, Lp | Private Equity Fund | $14.2M | $5.0M | 2 |
| Hcp V Ck Co Investors, Lp | Private Equity Fund | $5.0M | $5.0M | 1 |
| Halifax Capital Partners Ii, L.P. | Private Equity Fund | $3.0M | $5.0M | 35 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 2.46 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • CONSULTING
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗