Strategic Income Management, Llc
- Regulatory AUM
- $3.1B
- Discretionary
- $3.1B
- Clients
- 6
- Avg AUM / client
- $523M
- Accounts
- 6
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $2.1B | 66.1% |
| Pooled investment vehicles (non-investment companies) | 1 | $446M | 14.2% |
| State or municipal government entities | 2 | $211M | 6.72% |
| Insurance companies | 1 | $78.0M | 2.48% |
| Sovereign wealth funds and foreign official institutions | 1 | $331M | 10.5% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Black, Timothy, Thompson | Member, Elected Manager, Chief Compliance Officer, Coo | Aug 2010 (16y) | 10% – 25% | |
| Gary James Pokrzywinski | Manager, Member, Lead Portfolio Manager, President | CFA | Aug 2010 (16y) | 25% – 50% |
| Ryan Clare Larson | Portfolio Manager, Member | Nov 2010 (16y) | 10% – 25% | |
| Placzek, Brian, Lavern | Member | Sep 2015 (11y) | 5% – 10% | |
| Kevin Robert Power | Member, Analyst | CFA | Jan 2023 (4y) | 5% – 10% |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/11/2026 | 997 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $386M (12% of AUM) May 2026
- Northern Trust $105M (3% of AUM) May 2026
- U.S. Bank $71.5M (2% of AUM) May 2026
- BNY Mellon $63.1M (5% of AUM) Mar 2021
- J.P. Morgan $58.3M (4% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 11, 2026.
View current Form ADV (SEC/IAPD) ↗