KI
Kestra Institutional Services, Llc
SEC-registered
Investment Adviser
CRD 151790
· SEC file 801-70743
· Austin, TX
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ADV data as of Jun 30, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 10
AUM over time
$0
$0
Dec 2011
Apr 2012
Annual snapshots from Form ADV filings · as of Jun 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|
People (8)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Yin Yin | Vice President, Controller | Jun 2009 (17y) | Less than 5% | |
| Michael Ross Pedlow | Chief Compliance Officer, Evp | Jun 2015 (11y) | Less than 5% | |
| Norwood, Robert, Bredt | Evp, General Counsel | Apr 2016 (10y) | Less than 5% | |
| Bennett, Joel, Van | Svp, Chief Financial Officer | Oct 2016 (10y) | Less than 5% | |
| Chester, Kristen, Lawless | Chief Operating Officer, Executive Vice President | Feb 2019 (8y) | Less than 5% | |
| John Vincent Amore | Evp, Wealth Management | Oct 2019 (7y) | Less than 5% | |
| Langlois, Stephen, Russell | President | Mar 2021 (5y) | Less than 5% | |
| Dupont, Jean Luc | Vp, Chief Information Security Office | Jul 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kestra Financial, Inc. | Managing Member | Oct 2014 | A | 75% or more |
| Kestra Advisor Services Holdings C, Inc. | Owner | Oct 2014 | B | ≈ 56.25% – 100% via Kestra Financial, Inc. |
| Kestra Advisor Services Holdings B, Inc. | Owner | Oct 2014 | B | ≈ 42.19% – 100% via Kestra Advisor Services Holdings C, Inc. |
| Kestra Advisor Services Holdings A, Inc. | Owner | Oct 2014 | B | ≈ 31.64% – 100% via Kestra Advisor Services Holdings B, Inc. |
| Kingfisher Holding, L.P. | Owner | Jun 2019 | B | ≈ 13.35% – 100% via Kingfisher Holding A, Inc. |
| Kingfisher Holding B, Inc. | Owner | Jun 2019 | B | ≈ 23.73% – 100% via Kestra Advisor Services Holdings A, Inc. |
| Kingfisher Holding A, Inc. | Owner | Jun 2019 | B | ≈ 17.8% – 100% via Kingfisher Holding B, Inc. |
| Warburg Pincus Financial Sector, L.P. | Limited Partner | Jun 2019 | B | ≈ 3.34% – 50% via Kingfisher Holding, L.P. |
| Ohcp Vi Enzo Aggregator, L.P. | Owner | Feb 2023 | B | ≈ 3.34% – 50% via Kingfisher Holding, L.P. |
| Oak Hill Capital Partners Vi (Onshore), L.P. | Owner | Feb 2023 | B | ≈ 0.83% – 25% via Ohcp Vi Enzo Aggregator, L.P. |
| Oak Hill Capital Partners Vi (Te 892), L.P. | Owner | Feb 2023 | B | ≈ 0.83% – 25% via Ohcp Vi Enzo Aggregator, L.P. |
| Kingfisher Holding Gp, Llc | General Partner | Jun 2019 | B | GP / trustee / elected manager of Kingfisher Holding, L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kestra Advisor Services Holdings C, Inc.: 75% – 100% of Kestra Financial, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Kestra Advisor Services Holdings B, Inc.: 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Kestra Advisor Services Holdings A, Inc.: 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial, Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Kingfisher Holding, L.P.: 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial, Inc. × 75% – 100% direct ≈ 13.35% – 100% of the firm
- Kingfisher Holding B, Inc.: 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial, Inc. × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Kingfisher Holding A, Inc.: 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial, Inc. × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Warburg Pincus Financial Sector, L.P.: 25% – 50% of Kingfisher Holding, L.P. × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial, Inc. × 75% – 100% direct ≈ 3.34% – 50% of the firm
- Ohcp Vi Enzo Aggregator, L.P.: 25% – 50% of Kingfisher Holding, L.P. × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial, Inc. × 75% – 100% direct ≈ 3.34% – 50% of the firm
- Oak Hill Capital Partners Vi (Onshore), L.P.: 25% – 50% of Ohcp Vi Enzo Aggregator, L.P. × 25% – 50% of Kingfisher Holding, L.P. × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial, Inc. × 75% – 100% direct ≈ 0.83% – 25% of the firm
- Oak Hill Capital Partners Vi (Te 892), L.P.: 25% – 50% of Ohcp Vi Enzo Aggregator, L.P. × 25% – 50% of Kingfisher Holding, L.P. × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial, Inc. × 75% – 100% direct ≈ 0.83% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 1.97 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗