Riverpark Advisors, Llc
- Regulatory AUM
- $836M
- Discretionary
- $836M
- Clients
- 7
- Avg AUM / client
- $119M
- Accounts
- 7
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Investments (13F portfolio — 150 positions, $276,143,551)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Confluent Inc | NOTE 1/1 | $43,627,000 | 43,670,627 | 15.8% | 5.22% |
| 2 | Ziff Davis Inc | NOTE 1.750%11/0 | $15,500,000 | 15,228,750 | 5.61% | 1.85% |
| 3 | Live Oak Acquisition Corp V | CL A SHS | $10,857,642 | 1,044,004 | 3.93% | 1.3% |
| 4 | Inflection Pt Acquisition Co | CL A ORD SHS | $9,811,238 | 960,944 | 3.55% | 1.17% |
| 5 | Cantor Equity Partners Iii I | SHS CL A | $9,432,083 | 914,848 | 3.42% | 1.13% |
| 6 | Jamf Hldg Corp | NOTE 0.125% 9/0 | $8,829,000 | 8,806,928 | 3.2% | 1.06% |
| 7 | Kochav Defense Acqui Co | SHS CL A | $8,456,301 | 825,005 | 3.06% | 1.01% |
| 8 | Soulpower Acquisition Corp | USD CL A ORD SHS | $7,647,935 | 746,140 | 2.77% | 0.91% |
| 9 | Silverbox Corp Iv | SHS CL A | $7,261,159 | 678,613 | 2.63% | 0.87% |
| 10 | Apple Inc | COM | $6,766,042 | 26,660 | 2.45% | 0.81% |
| 11 | Churchill Capital Corp Ix | CL A SHS | $6,428,580 | 601,927 | 2.33% | 0.77% |
| 12 | Microsoft Corp | COM | $5,746,149 | 15,523 | 2.08% | 0.69% |
| 13 | Cantor Equity Partners I Inc | SHS CL A | $5,123,906 | 487,991 | 1.86% | 0.61% |
| 14 | Taiwan Semiconductor Manufacturing Co Ltd | SPONSORED ADS | $5,087,161 | 15,053 | 1.84% | 0.61% |
| 15 | Nvidia Corp | COM | $5,082,281 | 29,134 | 1.84% | 0.61% |
| 16 | Amazon Com Inc | COM | $5,036,936 | 24,180 | 1.82% | 0.6% |
| 17 | Meta Platforms Inc | CL A | $4,982,108 | 8,708 | 1.8% | 0.6% |
| 18 | Agriculture & Nat Sol Acq Co | SHS CL A | $4,924,284 | 436,550 | 1.78% | 0.59% |
| 19 | Hennessy Cap Invt Corp Vii | ORD SHS CL A | $4,919,583 | 475,322 | 1.78% | 0.59% |
| 20 | Alphabet Inc | CAP STK CL A | $4,767,745 | 16,580 | 1.73% | 0.57% |
| 21 | Launch One Acquisition Corp | SHS CLASS A | $4,377,281 | 408,519 | 1.59% | 0.52% |
| 22 | Fact Ii Acquisition Corp | ORD SHS CL A | $4,062,420 | 386,713 | 1.47% | 0.49% |
| 23 | Globa Terra Acquisition Cor | CL A ORD SHS | $3,587,500 | 350,000 | 1.3% | 0.43% |
| 24 | Eli Lilly & Co | COM | $3,192,522 | 3,471 | 1.16% | 0.38% |
| 25 | M3 Brigade Acquisition V Corp | CL A | $3,159,407 | 294,172 | 1.14% | 0.38% |
Top 25 of 150 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 7 | $836M | 100.0% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Schaja, Mordecai, Alan | Member | May 2009 (17y) | ≈ 18.75% – 50% via Rp Holding Group Llc | |
| Genova, Paul, Colin | Chief Financial Officer | Jun 2009 (17y) | Less than 5% | |
| Kelly, H, Matthew | Chief Marketing Officer | Sep 2010 (16y) | Less than 5% | |
| Gilison, Kenneth, R | Chief Operating Officer / Chief Compliance Officer | Oct 2017 (9y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Rp Holding Group Llc | Member | Jun 2009 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Schaja, Mordecai, Alan: 25% – 50% of Rp Holding Group Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗