FF
Fiduciary First, Llc
SEC-registered
Institutional / Pension Advisor · Mid-sized ($1B–$10B)
CRD 150330
· SEC file 801-72234
· Maitland, FL
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ADV data as of Mar 26, 2026
- Regulatory AUM
- $2.5B
- Discretionary
- $2.5B
- Clients
- 27
- Avg AUM / client
- $91.2M
- Accounts
- 42
- Employees
- 7
AUM over time
$290M
$5.2B
Dec 2015
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 27 | $2.5B | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| United Food & Commercial Workers Union Local 152 Retail Meat Pension Plan Board Of Trustees, United Food & Commercial Workers Union Local 152 | 2024 | |
| Sdm Retirement Plan Fiduciary Wise, Llc | 2024 | |
| Rayonier Investment And Savings Plan For Salaried Employees Rayonier Inc. | 2024 | |
| The Estee Lauder Companies Retirement Growth Account Plan Estee Lauder, Inc. | 2024 | |
| Alan Jay Automotive Management, Inc. Alan Jay Automotive Management, Inc. | 2024 | |
| Preferred Employer Plan Ii Fiduciary Wise, Llc | 2024 | |
| Pasquinelli Produce Co. Profit Sharing Plan Pasquinelli Produce Co. | 2024 | |
| Ripley Entertainment, Inc. Pension Plan Ripley Entertainment, Inc. | 2024 | |
| Lutheran Services Florida Retirement Plan Lutheran Services Florida Inc. | 2024 | |
| Facc Premium Deferred 401(k) Plan Florida Association Of Court Clerks | 2024 | |
| Ripley Entertainment 401(k) Plan Ripley Entertainment, Inc. | 2024 | |
| Starfish Holdings 401 K Retirement Plan Starfish Holdings, Inc. | 2024 | |
| Busco, Inc. 401(k) Plan And Trust Busco, Inc. | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Schneider, Brett, Ronald | Director | Jan 2009 (18y) | Less than 5% | |
| O'malley, Edward, George | Director | Feb 2015 (12y) | Less than 5% | |
| Moo, Veronica, Ei Chun | Director | Jul 2017 (9y) | Less than 5% | |
| Dowling, Hannah, Rose | Assistant Vice President | May 2023 (3y) | Less than 5% | |
| Joel Barry Shapiro | President | May 2023 (3y) | Less than 5% | |
| Yu, Brian, J | Chief Compliance Officer | Jun 2023 (3y) | Less than 5% | |
| Jamie Ann Hayes | Registered representative | Jun 2018 (8y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Nfp Retirement Inc. | Shareholder | Oct 2018 | A | 75% or more |
| Nfp Intermediate Holdings B. Corp. | Owner | Jul 2013 | B | ≈ 56.25% – 100% via Nfp Retirement Inc. |
| Randolph Acquisition Corp. | Owner | Apr 2024 | B | ≈ 42.19% – 100% via Nfp Intermediate Holdings B. Corp. |
| Randolph Finance Unlimited Company | Owner | Apr 2024 | B | ≈ 31.64% – 100% via Randolph Acquisition Corp. |
| Aon, Plc | Owner | Jun 2014 | B | ≈ 23.73% – 100% via Randolph Finance Unlimited Company |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Nfp Intermediate Holdings B. Corp.: 75% – 100% of Nfp Retirement Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Randolph Acquisition Corp.: 75% – 100% of Nfp Intermediate Holdings B. Corp. × 75% – 100% of Nfp Retirement Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Randolph Finance Unlimited Company: 75% – 100% of Randolph Acquisition Corp. × 75% – 100% of Nfp Intermediate Holdings B. Corp. × 75% – 100% of Nfp Retirement Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Aon, Plc: 75% – 100% of Randolph Finance Unlimited Company × 75% – 100% of Randolph Acquisition Corp. × 75% – 100% of Nfp Intermediate Holdings B. Corp. × 75% – 100% of Nfp Retirement Inc. × 75% – 100% direct ≈ 23.73% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (13)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| United Food & Commercial Workers Union Local 152 Retail Meat Pension Plan | Board Of Trustees, United Food & Commercial Workers Union Local 152 | 1,488 | $530M | 07/01/2024 |
| Sdm Retirement Plan | Fiduciary Wise, Llc | 872 | $40.8M | 01/01/2024 |
| Rayonier Investment And Savings Plan For Salaried Employees | Rayonier Inc. | 335 | $123M | 01/01/2024 |
| The Estee Lauder Companies Retirement Growth Account Plan | Estee Lauder, Inc. | 8,377 | $949M | 01/01/2024 |
| Alan Jay Automotive Management, Inc. | Alan Jay Automotive Management, Inc. | 321 | $10.6M | 01/01/2024 |
| Preferred Employer Plan Ii | Fiduciary Wise, Llc | 1,513 | $75.8M | 01/01/2024 |
| Pasquinelli Produce Co. Profit Sharing Plan | Pasquinelli Produce Co. | 353 | $10.3M | 01/01/2024 |
| Ripley Entertainment, Inc. Pension Plan | Ripley Entertainment, Inc. | 44 | $39.2M | 01/01/2024 |
| Lutheran Services Florida Retirement Plan | Lutheran Services Florida Inc. | 2,911 | $23.7M | 01/01/2024 |
| Facc Premium Deferred 401(k) Plan | Florida Association Of Court Clerks | 128 | $21.7M | 01/01/2024 |
| Ripley Entertainment 401(k) Plan | Ripley Entertainment, Inc. | 553 | $15.7M | 01/01/2024 |
| Starfish Holdings 401 K Retirement Plan | Starfish Holdings, Inc. | 1,876 | $304M | 01/01/2024 |
| Busco, Inc. 401(k) Plan And Trust | Busco, Inc. | 343 | $4.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.44 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • VALUE OF PLAN ASSETS
Services
- • Pension consulting services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗