AUMdb

Nexpoint Asset Management, L.P.

SEC-registered Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) CRD 149653 · SEC file 801-69968 · Dallas, TX · www.nexpointassetmgmt.com
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$2.8B
Discretionary
$2.8B
Clients
5
Avg AUM / client
$553M
Accounts
5
Employees
6

AUM over time

$1.8B $5.2B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 5 $2.8B 100.0%

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
James David Dondero Shareholder Dec 2000 (26y) ≈ 0% – 5% via Strand Advisors Xvi, Inc.
Okada, Mark, Kiyoshi Shareholder Feb 2009 (18y) ≈ 18.75% – 50% via Highland Capital Management Services, Inc.
Okada, Pamela, Joy Trustee Oct 2011 (15y) GP / trustee / elected manager of Okada Family Revocable Trust (indirect)
Waterhouse, Frank, George Treasurer Jun 2012 (14y) Less than 5%
Norris, Dustin, David Executive Vice President Apr 2019 (7y) Less than 5%
Mabry, William, Murphy Assistant Treasurer Apr 2021 (5y) Less than 5%
Vitiello, Stephanie, Lynn Chief Compliance Officer And Secretary Nov 2021 (5y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Highland Capital Management Services, Inc. Limited Partner Feb 2009 A 75% or more
Okada Family Revocable Trust Limited Partner Oct 2011 A 5% – 10%
Strand Advisors Xvi, Inc. General Partner Feb 2009 A Less than 5%

Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • James David Dondero: 75% – 100% of Strand Advisors Xvi, Inc. × 0% – 5% direct ≈ 0% – 5% of the firm
  • Okada, Mark, Kiyoshi: 25% – 50% of Highland Capital Management Services, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.73 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗