Caribbean & Latin American Securities, Llc
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ADV data as of Mar 03, 2026
- Regulatory AUM
- $48.9M
- Discretionary
- $48.8M
- Clients
- 235
- Avg AUM / client
- $208K
- Accounts
- 272
- Employees
- 16
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 215 | $30.0M | 61.4% |
| High net worth individuals | 11 | $15.1M | 31.0% |
| Corporations and other businesses | 9 | $3.7M | 7.64% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matias Miguel Manzo | Registered representative | Jan 2016 (11y) | ||
| Gustavo Antonio Rojas Green | Registered representative | Dec 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • SOLICITOR FEES FROM UNRELATED THIRD-PARTY ENTITIES
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Alterna Securities, Inc. $32.5M (66% of AUM) Mar 2026
- Interactive Brokers $10.4M (21% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.
View current Form ADV (SEC/IAPD) ↗