Nuance Investments, Llc
- Regulatory AUM
- $984M
- Discretionary
- $984M
- Clients
- 257
- Avg AUM / client
- $3.8M
- Accounts
- 257
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 208 | $91.4M | 9.29% |
| High net worth individuals | 28 | $49.4M | 5.02% |
| Investment companies | 2 | $444M | 45.1% |
| Pension and profit sharing plans | 5 | $192M | 19.5% |
| Charitable organizations | 5 | $90.8M | 9.22% |
| State or municipal government entities | 1 | $49.9M | 5.07% |
| Corporations and other businesses | 8 | $66.8M | 6.78% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| New York State Nurses Association Pension Plan Board Of Trustees New York State Nurses Association Pension Plan | Albany, NY | 2024 |
| Oge Energy Corp. Retirement Plan Oge Energy Corp. | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Scott Anthony Moore | President, Chief Investment Officer | CFA | Dec 2002 (24y) | ≈ 42.19% – 100% via Scott A. Moore Revocable Trust |
| Rositsa Angelova Esenberg | Vice President, Chief Compliance Officer | Mar 2014 (12y) | Less than 5% | |
| Gillespie, Paul, Trowbridge | Senior Vice President, Senior Client Portfolio Manager | Jan 2019 (8y) | 5% – 10% | |
| Carver, Kathryn, Suzanne | Vice President, Chief Operating Officer | Oct 2021 (5y) | Less than 5% | |
| Jack Anthony Meurer | Vice President, Portfolio Manager | CFA | Jul 2022 (4y) | Less than 5% |
| Becker, Benjamin, Clark | Vice President, Director Of Data And Quantitative Research | Jul 2024 (2y) | Less than 5% | |
| Greene, Geoffrie, Clayton | Vice President, Director Of Trading And Portfolio Operations | Jul 2024 (2y) | Less than 5% | |
| Lewis, Andrea, Louise | Vice President, Director Of Human Resources And Administration | Jul 2024 (2y) | Less than 5% | |
| Schryer, Darren, Robert | Vice President, Portfolio Manager | Jul 2024 (2y) | Less than 5% | |
| Schwartz, Laurie, Kay | Secretary To The Board | Jul 2024 (2y) | Less than 5% | |
| David Adam West | Registered representative | CFA | Jul 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| S. A. Moore Family Corporation | Member | Jan 2019 | A | 75% or more |
| Scott A. Moore Revocable Trust | Owner | Mar 2020 | B | ≈ 56.25% – 100% via S. A. Moore Family Corporation |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Scott Anthony Moore: 75% – 100% of Scott A. Moore Revocable Trust × 75% – 100% of S. A. Moore Family Corporation × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Scott A. Moore Revocable Trust: 75% – 100% of S. A. Moore Family Corporation × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| New York State Nurses Association Pension Plan | Board Of Trustees New York State Nurses Association Pension Plan | 22,140 | $5.9B | 01/01/2024 |
| Oge Energy Corp. Retirement Plan | Oge Energy Corp. | 730 | $281M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $112M (11% of AUM) Jul 2026
- National Financial Services (Fidelity) $93.6M (10% of AUM) Jul 2026
- BNY Mellon $78.6M (8% of AUM) Jul 2026
- State Street $63.7M (6% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗