Fidelity Management & Research (Hong Kong) Limited
- Regulatory AUM
- $32.5B
- Discretionary
- $32.5B
- Clients
- 26
- Avg AUM / client
- $1.3B
- Accounts
- 45
- Employees
- 68
AUM over time
Annual snapshots from Form ADV filings · as of Jun 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 24 | $25.2B | 77.5% |
| Pooled investment vehicles (non-investment companies) | 2 | $7.3B | 22.5% |
| Other | Fewer than 5 clients | $1.3M | 0.0% |
People (12)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Johnson, Abigail, Pierrepont | Elected Manager | May 1994 (32y) | GP / trustee / elected manager of Fmr Llc (indirect) | |
| Johnson Iv, Edward, Crosby | Elected Manager | Apr 2006 (20y) | GP / trustee / elected manager of Fmr Llc (indirect) | |
| Lecornu, Sharon, Yau | Executive Director | Apr 2008 (18y) | Less than 5% | |
| Tyerman, Adrian, James | Compliance Officer | Mar 2014 (12y) | Less than 5% | |
| Mcgraw, Gerard, John | Elected Manager | Oct 2014 (12y) | GP / trustee / elected manager of Fmr Llc (indirect) | |
| Wilens, Michael, Engber | Elected Manager | Oct 2014 (12y) | GP / trustee / elected manager of Fmr Llc (indirect) | |
| Shanley Iii, William, Francis | Director | Apr 2016 (10y) | Less than 5% | |
| Rimmer, Christopher, John | Head Of Asset Management Finance, Treasurer | Oct 2018 (8y) | Less than 5% | |
| Brown, Stephanie, Jean | Chief Compliance Officer | Jan 2023 (4y) | Less than 5% | |
| Neff, Stephen, Charles | Elected Manager | Apr 2023 (3y) | GP / trustee / elected manager of Fmr Llc (indirect) | |
| Lenton, James, Christopher | Director | Jul 2023 (3y) | Less than 5% | |
| Macarchuk, Nicole, Jane | Chief Legal Officer | Aug 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fidelity Management & Research Company Llc | Shareholder | Oct 2007 | A | 75% or more |
| Fmr Llc | Shareholder | Oct 2007 | B | ≈ 56.25% – 100% via Fidelity Management & Research Company Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Fmr Llc: 75% – 100% of Fidelity Management & Research Company Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 4.39 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: ON MAY 22, 2023, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM THE HELLENIC CAPITAL MARKET COMMISSION ("HCMC") THAT FMR LLC FAILED TO NOTIFY THE HCMC AND THE ISSUING COMPANY OF A CHANGE IN SHAREHOLDINGS IN A GREEK COMPANY IN A TIMELY MANNER. THE NOTIFICATION WAS MADE THREE WORKING DAYS LATE. THE LATE NOTIFICATION WAS A TECHNICAL BREACH AS A RESULT OF THE CORPORATE RESTRUCTURING OF THE ISSUER. Status: Final Sanction Detail: FMR LLC WAS ORDERED BY THE HCMC NOT TO REPEAT THE CONDUCT CONSTITUTING THE NOTED INFRINGEMENT AND NO MONETARY PENALTIES OR FINES WERE ASSESSED. Summary: ON MAY 22, 2023, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM THE HELLENIC CAPITAL MARKET COMMISSION ("HCMC") THAT FMR LLC FAILED TO NOTIFY THE HCMC AND THE ISSUING COMPANY OF A CHANGE IN SHAREHOLDINGS IN A GREEK COMPANY IN A TIMELY MANNER. THE NOTIFICATION WAS MADE THREE WORKING DAYS LATE. THE LATE NOTIFICATION WAS A TECHNICAL BREACH AS A RESULT OF THE CORPORATE RESTRUCTURING OF THE ISSUER. FMR LLC WAS ORDERED NOT TO REPEAT THE CONDUCT IN THE FUTURE AND NO MONETARY FINES WERE ASSESSED.
Allegations: ON FEBRUARY 24, 2014, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$9,000, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWEDISH CORPORATION, WHICH SHARES WERE HELD BY CLIENT ACCOUNTS MANAGED BY FMR LLC'S INVESTMENT ADVISORY SUBSIDIARIES, HAD BEEN MADE FOUR DAYS LATE. THE LATE NOTIFICATION WAS A RESULT OF INCORRECT DATA THAT HAD BEEN SUPPLIED TO FMR LLC'S FILING AGENT BY A THIRD-PARTY VENDOR. Status: Final Sanction Detail: FINE OF APPROXIMATELY US$9,000 WAS PAID BY FMR LLC ON SEPTEMBER 15, 2014. Summary: ON FEBRUARY 24, 2014, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$9,000, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWEDISH CORPORATION, WHICH SHARES WERE HELD BY CLIENT ACCOUNTS MANAGED BY FMR LLC'S INVESTMENT ADVISORY SUBSIDIARIES, HAD BEEN MADE FOUR DAYS LATE. THE LATE NOTIFICATION WAS A RESULT OF INCORRECT DATA THAT HAD BEEN SUPPLIED TO FMR LLC'S FILING AGENT BY A THIRD-PARTY VENDOR. FMR LLC SUBMITTED AN APPEAL TO THE ADMINISTRATIVE COURT ON MARCH 13, 2014. THE ADMINISTRATIVE COURT AFFIRMED THE DECISION ON JULY 17, 2014.
Allegations: ON APRIL 14, 2014, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM LUXEMBOURG'S COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER (THE "CSSF") THAT THE CSSF WAS ISSUING AN ADMINISTRATIVE FINE OF APPROXIMATELY US$5,000 AGAINST FMR LLC BASED ON THE FINDING THAT FMR LLC, FOR SHARES HELD BY CLIENT FUNDS AND ACCOUNTS MANAGED BY FMR LLC'S INVESTMENT ADVISORY SUBSIDIARIES, FAILED TIMELY TO COMPLY WITH THE DEADLINES FOR THE NOTIFICATION OF MAJOR SHAREHOLDINGS IN A LUXEMBOURG-BASED COMPANY PROVIDED FOR BY ARTICLE 11(2) OF THE TRANSPARENCY LAW. Status: Final Sanction Detail: FINE OF APPROXIMATELY US$5,000 WAS PAID BY FMR LLC ON APRIL 23, 2014. Summary: ON APRIL 14, 2014, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM LUXEMBOURG'S COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER (THE "CSSF") THAT THE CSSF WAS ISSUING AN ADMINISTRATIVE FINE OF APPROXIMATELY US$5,000 AGAINST FMR LLC BASED ON THE FINDING THAT FMR LLC, FOR SHARES HELD BY CLIENT FUNDS AND ACCOUNTS MANAGED BY FMR LLC'S INVESTMENT ADVISORY SUBSIDIARIES, FAILED TIMELY TO COMPLY WITH THE DEADLINES FOR THE NOTIFICATION OF MAJOR SHAREHOLDINGS IN A LUXEMBOURG-BASED COMPANY PROVIDED FOR BY ARTICLE 11(2) OF THE TRANSPARENCY LAW.
Allegations: ON APRIL 21, 2014,FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM THE HELLENIC REPUBLIC CAPITAL MARKET COMMISSION (THE "HCMC") THAT THE HCMC WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY $6,300, AGAINST FMR LLC BASED ON A FINDING THAT, IN 2007, FMR LLC, FOR SHARES HELD BY CLIENT FUNDS AND ACCOUNTS MANAGED BY FMR LLC'S INVESTMENT ADVISORY SUBSIDIARIES, FAILED TO TIMELY DISCLOSE A LARGE SHAREHOLDING IN A GREEK LISTED ISSUER TO THE HCMC AND TO THE ISSUER, AS PROVIDED FOR BY CERTAIN ARTICLES OF LAW 3556/2007. Status: Final Sanction Detail: A FINE OF APPROXIMATELY US$5,000 WAS PAID BY FMR LLC ON SEPTEMBER 17, 2014, AFTER APPLICATION OF A 20% DISCOUNT. Summary: ON APRIL 21, 2014,FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM THE HELLENIC REPUBLIC CAPITAL MARKET COMMISSION (THE "HCMC") THAT THE HCMC WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY $6,300, AGAINST FMR LLC BASED ON A FINDING THAT, IN 2007, FMR LLC, FOR SHARES HELD BY CLIENT FUNDS AND ACCOUNTS MANAGED BY FMR LLC'S INVESTMENT ADVISORY SUBSIDIARIES, FAILED TO TIMELY DISCLOSE A LARGE SHAREHOLDING IN A GREEK LISTED ISSUER TO THE HCMC AND TO THE ISSUER, AS PROVIDED FOR BY CERTAIN ARTICLES OF LAW 3556/2007. BECAUSE FMR LLC ACCEPTED THE HCMC'S DECISION, THE AMOUNT OF THE FINE WAS REDUCED TO APPROXIMATELY $5,000.
Allegations: ON FEBRUARY 28, 2017, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$1,700, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWEDISH CORPORATION, WHICH SHARES WERE HELD BY CLIENT ACCOUNTS MANAGED BY FMR LLC'S INVESTMENT ADVISORY SUBSIDIARIES, HAD BEEN MADE TWO DAYS LATE. THE LATE NOTIFICATION WAS A RESULT OF INCORRECT DATA THAT HAD BEEN SUPPLIED TO FMR LLC'S FILING AGENT BY A THIRD-PARTY VENDOR. Status: Final Sanction Detail: FINE OF APPROXIMATELY US$1,700 WAS PAID BY FMR LLC ON JUNE 22, 2017. Summary: ON FEBRUARY 28, 2017, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$1,700, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWEDISH CORPORATION, WHICH SHARES WERE HELD BY CLIENT ACCOUNTS MANAGED BY FMR LLC'S INVESTMENT ADVISORY SUBSIDIARIES, HAD BEEN MADE TWO DAYS LATE. THE LATE NOTIFICATION WAS A RESULT OF INCORRECT DATA THAT HAD BEEN SUPPLIED TO FMR LLC'S FILING AGENT BY A THIRD-PARTY VENDOR.
Allegations: ON MAY 21, 2018, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$40,000, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWEDISH CORPORATION, WHICH SHARES WERE HELD BY CLIENT ACCOUNTS MANAGED BY FMR LLC'S INVESTMENT ADVISORY SUBSIDIARIES, HAD BEEN MADE EIGHT DAYS LATE. THE LATE NOTIFICATION AROSE BECAUSE, AS A RESULT OF A DATA ISSUE, FMR LLC'S FILING AGENT WAS NOT ALERTED ON A TIMELY BASIS THAT SUCH ACCOUNTS' HOLDINGS HAD CROSSED THE RELEVANT FILING THRESHOLD BY O.OOOOO12%. Status: Final Sanction Detail: FINE OF 337,500 SWEDISH KRONA (APPROXIMATELY US$40,000) WAS PAID BY FMR LLC ON JULY 31, 2018. Summary: ON MAY 21, 2018, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$40,000, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWEDISH CORPORATION, WHICH SHARES WERE HELD BY CLIENT ACCOUNTS MANAGED BY FMR LLC'S INVESTMENT ADVISORY SUBSIDIARIES, HAD BEEN MADE EIGHT DAYS LATE. THE LATE NOTIFICATION AROSE BECAUSE, AS A RESULT OF A DATA ISSUE, FMR LLC'S FILING AGENT WAS NOT ALERTED ON A TIMELY BASIS THAT SUCH ACCOUNTS' HOLDINGS HAD CROSSED THE RELEVANT FILING THRESHOLD BY O.OOOOO12%.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Other fees
- • 110% OF REGISTRANT'S COSTS INCURRED FOR SERVICES TO AFFILIATES
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- J.P. Morgan $2.3M (0% of AUM) Jan 2022
- State Street $1.3M (0% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗