AUMdb

Cb Capital Advisors, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 147242 · SEC file 801-69177 · New York, NY · WWW.CBAMINVESTMENTS.COM
☆ Save with Pro ADV data as of Mar 13, 2026
Regulatory AUM
$139M
Discretionary
$2.0M
Clients
59
Avg AUM / client
$2.3M
Accounts
59
Employees
2

AUM over time

$89.2M $215M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 13, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 15 $1.4M 1.02%
High net worth individuals 42 $114M 82.4%
Charitable organizations 2 $22.9M 16.5%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Barry, Dean, Nmn Managing Member May 2008 (18y) 75% or more
Laurence Mitchell Guberman Chief Compliance Officer Jan 2011 (16y) Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/13/2026 945 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.

View current Form ADV (SEC/IAPD) ↗