Innovation Partners Llc.
- Regulatory AUM
- $21.7M
- Discretionary
- $21.7M
- Clients
- 26
- Avg AUM / client
- $834K
- Accounts
- 36
- Employees
- 305
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 26 | $21.7M | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| 3 M Employee Retirement Income Plan 3 M Company | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Uyesugi, Lauren Arnett | Compliance Principal | Sep 2015 (11y) | Less than 5% | |
| Smith, Gregory Earl | President, Ria Principal | Jan 2019 (8y) | Less than 5% | |
| Campbell, Robert | Finop | Sep 2020 (6y) | Less than 5% | |
| Lei Jiao | Finop | Mar 2022 (4y) | Less than 5% | |
| Robert Stephen Bancroft | Registered representative | Nov 2019 (7y) | ||
| David Wayne Karin | Registered representative | May 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| E Stricker Holdings Llc | Stockholder | Sep 2015 | A | 75% or more |
| Anagenisis Investment Holdings Llc | Stock Holder | Nov 2019 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| 3 M Employee Retirement Income Plan | 3 M Company | 6,472 | $8.9B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 906 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • RECURRING FEE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗