Empire Financial Management Company, Llc
- Regulatory AUM
- $706M
- Discretionary
- $675M
- Clients
- 983
- Avg AUM / client
- $718K
- Accounts
- 983
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of May 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 249 | $31.0M | 4.39% |
| High net worth individuals | 733 | $649M | 91.9% |
| Other investment advisers | 1 | $26.0M | 3.68% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gregg Lance Zeoli | Managing Member/Chief Compliance Officer | Mar 2003 (23y) | ≈ 28.13% – 75% via Empire Asset Management Of Ny | |
| Anthony V Manory | Chief Investment Officer | Oct 2016 (10y) | Less than 5% | |
| Banjany, Lauren, Marie | Chief Operating Officer | Jan 2020 (7y) | Less than 5% | |
| Christopher George Hamilton | Registered representative | CFP CFA | Feb 2021 (5y) | |
| Carl John Basile | Registered representative | Mar 2021 (5y) | ||
| Christopher Vining | Registered representative | Mar 2021 (5y) | ||
| Daniel Rezhets | Registered representative | Mar 2021 (5y) | ||
| Eugene Martin Singer | Registered representative | Mar 2021 (5y) | ||
| Jason A Muscari | Registered representative | Mar 2021 (5y) | ||
| Ronald John Ciancimino | Registered representative | Aug 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Empire Investment Group Holdings Llc | Owner | Nov 2006 | A | 75% or more |
| Empire Asset Management Of Ny | Sole Member/Manager | Mar 2003 | B | ≈ 56.25% – 100% via Empire Investment Group Holdings Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Gregg Lance Zeoli: 50% – 75% of Empire Asset Management Of Ny × 75% – 100% of Empire Investment Group Holdings Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Empire Asset Management Of Ny: 75% – 100% of Empire Investment Group Holdings Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/29/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Publication of periodicals or newsletters
Custody
Reported custodians
- RBC $283M (40% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 29, 2026.
View current Form ADV (SEC/IAPD) ↗