Dean Capital Management, Llc

SEC-registered Investment Adviser · Mid-sized ($1B–$10B) CRD 145666 · SEC file 801-68942 · Overland Park, KS · DEANCAPMGMT.COM

☆ Save with Pro ADV data as of Jun 16, 2026

Regulatory AUM: $1.1B
Discretionary: $1.1B
Clients: 3
Avg AUM / client: $383M
Accounts: 490
Employees: 6

AUM over time

$400M $1.1B

Dec 2011 Jun 2026

Annual snapshots from Form ADV filings · as of Jun 16, 2026

Investments (13F portfolio — 111 positions, $241,402,128)

13F period Mar 31, 2026

#	Issuer	Class	Value	Shares	% of 13F	% of AUM
1	Littelfuse Inc	CS	$4,510,301	13,291	1.87%	0.39%
2	Helmerich & Payne Inc	CS	$4,356,495	120,913	1.8%	0.38%
3	John B Sanfilippo & Son Inc	CS	$4,287,311	54,044	1.78%	0.37%
4	Viavi Solutions Inc	CS	$4,031,872	121,150	1.67%	0.35%
5	Prestige Consumer Healthcare I	CS	$4,018,387	67,798	1.66%	0.35%
6	Jazz Pharmaceuticals Plc	CS	$3,999,542	21,156	1.66%	0.35%
7	Cactus Inc	CS	$3,850,234	81,280	1.59%	0.34%
8	Reynolds Consumer Products	CS	$3,823,752	180,536	1.58%	0.33%
9	Portland General Electric Co	CS	$3,603,980	68,296	1.49%	0.31%
10	American States Water Co	CS	$3,529,790	46,678	1.46%	0.31%
11	Bank Of Ny Mellon	CS	$3,456,522	29,137	1.43%	0.3%
12	Keysight Technologies Inc	CS	$3,085,457	10,927	1.28%	0.27%
13	Brady Corp	CS	$3,068,354	37,769	1.27%	0.27%
14	Permian Resources Corp	CS	$2,983,841	139,955	1.24%	0.26%
15	Bel Fuse Inc Cl B	CS	$2,939,409	14,847	1.22%	0.26%
16	Camden National Corp	CS	$2,936,253	61,881	1.22%	0.26%
17	Kennametal Inc	CS	$2,918,112	80,767	1.21%	0.25%
18	Hershey Co/The	CS	$2,867,427	13,793	1.19%	0.25%
19	Stepan Co	CS	$2,861,255	57,248	1.19%	0.25%
20	Addus Homecare Corp	CS	$2,836,752	30,291	1.18%	0.25%
21	Ameren Corp	CS	$2,836,486	25,805	1.18%	0.25%
22	Baker Hughes Co	CS	$2,800,791	45,877	1.16%	0.24%
23	Alamo Group Inc	CS	$2,762,753	16,747	1.14%	0.24%
24	Dollar General Corp	CS	$2,732,690	23,016	1.13%	0.24%
25	L3 Harris Technologies Inc	CS	$2,728,411	7,905	1.13%	0.24%

Top 25 of 111 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client type	Clients	AUM	% of AUM
Investment companies	1	$478M	41.6%
Other investment advisers	2	$671M	58.4%

People (9)

roster as of Jul 20, 2026

Name	Role / title	Credentials	With firm since	Ownership
Douglas Allen Leach	Llc Member	CFA	Feb 2008 (19y)	10% – 25%
Kevin Eric Laub	Llc Member	CFA	Feb 2008 (19y)	10% – 25%
Patrick Jon Krumm	Llc Member		Feb 2008 (19y)	10% – 25%
Stephen Michael Miller	Llc Member		Feb 2008 (19y)	10% – 25%
Steven Donn Roth	Llc Member	CFA	Feb 2008 (19y)	10% – 25%
Skinner, Jessica, Lynn	Chief Compliance Officer		Sep 2016 (10y)	Less than 5%
Miller, Pamala, Jane	Elected Manager		Dec 2023 (3y)	GP / trustee / elected manager of The C.H. Dean Companies, Llc (F/K/A The C.H. Dean Companies, Inc.) (indirect)
Rindler, Debra, Elizabeth	Elected Manager		Dec 2023 (3y)	GP / trustee / elected manager of The C.H. Dean Companies, Llc (F/K/A The C.H. Dean Companies, Inc.) (indirect)
Jason Solomon	Registered representative	CFA	Sep 2019 (7y)

Entity owners (Schedule A/B)

Entity	Title / status	Since	Sch.	Ownership
C.H. Dean, Llc (F/K/A C.H. Dean, Inc.)	Llc Member	Dec 2012	A	25% – 50%
The C.H. Dean Companies, Llc (F/K/A The C.H. Dean Companies, Inc.)	Llc Member	Dec 2012	B	≈ 18.75% – 50% via C.H. Dean, Llc (F/K/A C.H. Dean, Inc.)
Dennis D. Dean Trust Dated 7/25/23	Llc Member	Mar 2016	B	≈ 4.69% – 25% via The C.H. Dean Companies, Llc (F/K/A The C.H. Dean Companies, Inc.)
Terence M. Dean Trust Dated 2/24/16	Llc Member	Mar 2016	B	≈ 4.69% – 25% via The C.H. Dean Companies, Llc (F/K/A The C.H. Dean Companies, Inc.)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

The C.H. Dean Companies, Llc (F/K/A The C.H. Dean Companies, Inc.): 75% – 100% of C.H. Dean, Llc (F/K/A C.H. Dean, Inc.) × 25% – 50% direct ≈ 18.75% – 50% of the firm
Dennis D. Dean Trust Dated 7/25/23: 25% – 50% of The C.H. Dean Companies, Llc (F/K/A The C.H. Dean Companies, Inc.) × 75% – 100% of C.H. Dean, Llc (F/K/A C.H. Dean, Inc.) × 25% – 50% direct ≈ 4.69% – 25% of the firm
Terence M. Dean Trust Dated 2/24/16: 25% – 50% of The C.H. Dean Companies, Llc (F/K/A The C.H. Dean Companies, Inc.) × 75% – 100% of C.H. Dean, Llc (F/K/A C.H. Dean, Inc.) × 25% – 50% direct ≈ 4.69% – 25% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

Form	Period	Size
Form ADV (full filing)	06/16/2026	1.22 MB	View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

• Percentage of assets under management

Services

• Portfolio management for individuals/small businesses
• Portfolio management for investment companies
• Portfolio management for businesses/institutional clients
• Other services

Custody

Reported custodians

Huntington Securities, Inc. $466M (41% of AUM) Jun 2025
National Financial Services (Fidelity) $345M (30% of AUM) Jun 2026
U.S. Bank $132M (11% of AUM) Jun 2026
State Street $114M (10% of AUM) Jun 2026
Fifth Third Securities, Inc. $74.9M (8% of AUM) Mar 2019

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 16, 2026.

View current Form ADV (SEC/IAPD) ↗