Brookmont Capital Management, Llc
- Regulatory AUM
- $910M
- Discretionary
- $910M
- Clients
- 65
- Avg AUM / client
- $14.0M
- Accounts
- 137
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 47 | $177M | 19.4% |
| Investment companies | 2 | $178M | 19.5% |
| Pooled investment vehicles (non-investment companies) | 1 | $104M | 11.4% |
| Charitable organizations | 6 | $20.3M | 2.23% |
| Other | 9 | $431M | 47.4% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Neal Ray Scott | Managing Member, Head Of The Investment Committee & Chief Compliance Officer | Aug 2007 (19y) | 50% – 75% | |
| Ethan Kendall Powell | Principal And Chief Investment Officer | CFA | Jul 2020 (6y) | 50% – 75% |
| Robert Vincent Frizell | Registered representative | CFA | Aug 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • PERCENTAGE OF ASSETS CONSULTED UPON
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
- • Other services
Custody
Reported custodians
- Fidelity/National Financial Securities $213M (23% of AUM) Mar 2026
- Texas Capital Bank $77.5M (12% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗