Park Shore Partners Llc
- Regulatory AUM
- $110M
- Discretionary
- $110M
- Clients
- 5
- Avg AUM / client
- $22.0M
- Accounts
- 5
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Nov 12, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 5 | $110M | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $95.0M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Park Shore Opportunity Fund Ltd master | Hedge Fund | Cayman Islands | $95.0M | 1 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anthony Brent Wauterlek | Portfolio Manager | Jun 2007 (19y) | Less than 5% | |
| Baer, Dan, E | Manager | Jun 2007 (19y) | Less than 5% | |
| Scott Allan Cross | Chief Operating Officer | CFA | Sep 2009 (17y) | Less than 5% |
| Michael Gustave Wassmann | Chief Compliance Officer | Sep 2011 (15y) | Less than 5% | |
| Brian William Mallette | Registered representative | CFP | Nov 2008 (18y) | |
| Patrick James Brown | Registered representative | CFA | May 2021 (5y) | |
| Nicole Marie Jackmack | Registered representative | Jun 2021 (5y) | ||
| Jennifer Liy Di Lorenzo | Registered representative | Jul 2021 (5y) | ||
| Brian Scott Sommers | Registered representative | CFA | Aug 2023 (3y) | |
| Ethan D Berkebile | Registered representative | CFA | Aug 2023 (3y) | |
| Jason Klein | Registered representative | CFA | Aug 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hbk Sorce Financial Llc | Parent Company | Jun 2007 | A | 75% or more |
| Hbk Sorce Holdings Llc | Owner | Aug 2008 | B | ≈ 56.25% – 100% via Hbk Sorce Financial Llc |
| Hill Barth & King Financial Holdings Llc | Owner | Aug 2008 | B | ≈ 28.13% – 75% via Hbk Sorce Holdings Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hbk Sorce Holdings Llc: 75% – 100% of Hbk Sorce Financial Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Hill Barth & King Financial Holdings Llc: 50% – 75% of Hbk Sorce Holdings Llc × 75% – 100% of Hbk Sorce Financial Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $95.0M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Park Shore Opportunity Fund Ltd | Hedge Fund | $95.0M | $500K | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 11/12/2025 | 1.37 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Nov 12, 2025.
View current Form ADV (SEC/IAPD) ↗