Top Tier Capital Partners, Llc
- Regulatory AUM
- $7.3B
- Discretionary
- $6.7B
- Clients
- 43
- Avg AUM / client
- $169M
- Accounts
- 43
- Employees
- 41
AUM over time
Annual snapshots from Form ADV filings · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 43 | $7.3B | 100.0% |
| State or municipal government entities | 0 | $0 | — |
Private funds (39)
View all →Reported in Form ADV Section 7.B.(1), filing of May 2024 · $7.3B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Top Tier Venture Capital Vii, L.P. master | Private Equity Fund | Delaware | $664M | 7 |
| Top Tier Venture Capital Viii, L.P. master | Private Equity Fund | Delaware | $569M | 15 |
| Top Tier Venture Capital X, L.P. master | Private Equity Fund | Delaware | $558M | 71 |
| Top Tier Venture Velocity Fund 4, L.P. master | Private Equity Fund | Delaware | $517M | 75 |
| Top Tier Venture Capital Ix, L.P. master | Private Equity Fund | Delaware | $442M | 31 |
| Top Tier Venture Capital Vii B, L.P. | Private Equity Fund | Delaware | $383M | 1 |
| Top Tier Venture Velocity Fund 2, L.P. master | Private Equity Fund | Delaware | $345M | 21 |
| Top Tier Ct Venture Partners Lp master | Private Equity Fund | Delaware | $302M | 1 |
| Top Tier Venture Capital Viii B, L.P. | Private Equity Fund | Delaware | $301M | 1 |
| Top Tier Venture Capital Vi, L.P. | Private Equity Fund | Delaware | $277M | 7 |
| Top Tier Venture Velocity Fund 3, Lp master | Private Equity Fund | Delaware | $238M | 22 |
| Top Tier Venture Capital Vi B, L.P. | Private Equity Fund | Delaware | $229M | 1 |
| Top Tier Venture Capital V B, L.P. | Private Equity Fund | Delaware | $226M | 1 |
| Top Tier European Venture Capital Fund Scsp master | Private Equity Fund | Luxembourg | $215M | 14 |
| Bvk Venture 2014, L.P. Alpha Series | Private Equity Fund | Delaware | $189M | 1 |
People (23)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Shea, Dorothy, Babbitt | Shareholder/Trustee | Nov 1986 (40y) | 25% – 50% of Shea Diversified Investments Inc Via John F. Shea Family Trust (indirect) | |
| Shea, John, Francis | Shareholder/Trustee | Nov 1986 (40y) | 25% – 50% of Shea Diversified Investments Inc Via John F Shea Family Trust (indirect) | |
| Shea, Carolyn, Hand | Shareholder/Trustee | Jan 1995 (32y) | 25% – 50% of Shea Diversified Investments Inc Via Peter & Carolyn Shea Rev Trust (indirect) | |
| Shea, Peter, Owen | Shareholder/Trustee | Jan 1995 (32y) | 25% – 50% of Shea Diversified Investments Inc Via Peter & Carolyn Shea Rev Trust (indirect) | |
| Dunlap, Kevin, Eric | Managing Member | Mar 2010 (16y) | Less than 5% | |
| Schoettler, Jason, Michael | Managing Member | Mar 2010 (16y) | GP / trustee / elected manager of Svo Gp, Llc (indirect) | |
| Eu, Robert, James | Director | Jan 2011 (16y) | 25% – 50% of Hambrecht Eu Vista Llc Via Eu Rev Trust 6/26/99 (indirect) | |
| Hambrecht, Elizabeth, Boyer | Manager | Jan 2011 (16y) | GP / trustee / elected manager of Hambrecht Eu Vista, Llc (indirect) | |
| Warren, Anne, Eu | Member | Jan 2011 (16y) | 25% – 50% of Hambrecht Eu Vista Llc Via Warren Rev Trust 5/22/02 (indirect) | |
| Warren, Sean, Charles | Manager | Jan 2011 (16y) | Less than 5% | |
| Edgar, Lisa, Marie | Member (Common Class) | Apr 2011 (15y) | 5% – 10% | |
| York, David, Arthur | Director, Executive Officer And Member (Common Class) | Apr 2011 (15y) | 10% – 25% | |
| Morrissey, John, Carroll | Successor Trustee | Jul 2012 (14y) | GP / trustee / elected manager of Survivor's Trust U/A Eighth E&M Shea Revocable Trust (indirect) | |
| Shea, Mary, Shea | Trustee | Jul 2012 (14y) | GP / trustee / elected manager of Survivor's Trust U/A Eighth E&M Shea Revocable Trust (indirect) | |
| Archibald, Jessica, Lee | Director, Executive Officer And Member (Common Class) | Jan 2014 (13y) | 10% – 25% | |
| Tao, Ruth, Winona | Member | Jan 2014 (13y) | ≈ 2.5% – 12.5% via Hambrecht Eu Vista, Llc | |
| Donovan, Denis, Patrick | Director | May 2017 (9y) | Less than 5% | |
| Fitzgerald, Eric, Timothy | Executive Officer And Member (Common Class) | Oct 2019 (7y) | 10% – 25% | |
| Timoll, Garth, Andrew | Director, Executive Officer And Member (Common Class) | May 2020 (6y) | 10% – 25% | |
| Bhattacharya, Promit, (Nmn) | Chief Financial Officer And Chief Operating Officer | Jun 2020 (6y) | Less than 5% | |
| Engel, Sean, Michael | Executive Officer And Member (Common Class) | Jan 2021 (6y) | 10% – 25% | |
| Dillon, Brian, Christopher | Chief Compliance Officer | Nov 2022 (4y) | Less than 5% | |
| Baker, Brendan, Danford | Head Of Legal And Compliance | Jan 2023 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Shea Ventures Opportunity Fund B, Llc | Member (Preferred Class) | Apr 2011 | A | 75% or more |
| Hambrecht Eu Vista, Llc | Member (Preferred Class) | Apr 2011 | A | 10% – 25% |
| Shea Ventures Opportunity Fund, Lp | Member | Mar 2010 | B | ≈ 56.25% – 100% via Shea Ventures Opportunity Fund B, Llc |
| Svo Gp, Lp | Managing Member | Mar 2010 | B | ≈ 42.19% – 100% via Shea Ventures Opportunity Fund, Lp |
| Svo Gp, Llc | General Partner | Mar 2010 | B | ≈ 31.64% – 100% via Svo Gp, Lp |
| Shea Ventures, Llc | Member | Mar 2010 | B | ≈ 7.91% – 50% via Svo Gp, Llc |
| Shea Diversified Investments, Inc. | Shareholder | May 2001 | B | 25% – 50% of Shea Ventures Llc (indirect) |
| Survivor's Trust U/A Eighth E&M Shea Revocable Trust | Shareholder | Jul 2012 | B | 25% – 50% of Shea Diversified Investments, Inc. (indirect) |
Estimated effective ownership (look-through of filed bands):
- Tao, Ruth, Winona: 25% – 50% of Hambrecht Eu Vista, Llc × 10% – 25% direct ≈ 2.5% – 12.5% of the firm
- Shea Ventures Opportunity Fund, Lp: 75% – 100% of Shea Ventures Opportunity Fund B, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Svo Gp, Lp: 75% – 100% of Shea Ventures Opportunity Fund, Lp × 75% – 100% of Shea Ventures Opportunity Fund B, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Svo Gp, Llc: 75% – 100% of Svo Gp, Lp × 75% – 100% of Shea Ventures Opportunity Fund, Lp × 75% – 100% of Shea Ventures Opportunity Fund B, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Shea Ventures, Llc: 25% – 50% of Svo Gp, Llc × 75% – 100% of Svo Gp, Lp × 75% – 100% of Shea Ventures Opportunity Fund, Lp × 75% – 100% of Shea Ventures Opportunity Fund B, Llc × 75% – 100% direct ≈ 7.91% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (39, $7.3B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Top Tier Venture Capital Vii, L.P. | Private Equity Fund | $664M | $10.0M | 7 |
| Top Tier Venture Capital Viii, L.P. | Private Equity Fund | $569M | $10.0M | 15 |
| Top Tier Venture Capital X, L.P. | Private Equity Fund | $558M | $10.0M | 71 |
| Top Tier Venture Velocity Fund 4, L.P. | Private Equity Fund | $517M | $5.0M | 75 |
| Top Tier Venture Capital Ix, L.P. | Private Equity Fund | $442M | $10.0M | 31 |
| Top Tier Venture Capital Vii B, L.P. | Private Equity Fund | $383M | $10.0M | 1 |
| Top Tier Venture Velocity Fund 2, L.P. | Private Equity Fund | $345M | $5.0M | 21 |
| Top Tier Ct Venture Partners Lp | Private Equity Fund | $302M | $10.0M | 1 |
| Top Tier Venture Capital Viii B, L.P. | Private Equity Fund | $301M | $10.0M | 1 |
| Top Tier Venture Capital Vi, L.P. | Private Equity Fund | $277M | $10.0M | 7 |
| Top Tier Venture Velocity Fund 3, Lp | Private Equity Fund | $238M | $5.0M | 22 |
| Top Tier Venture Capital Vi B, L.P. | Private Equity Fund | $229M | $10.0M | 1 |
| Top Tier Venture Capital V B, L.P. | Private Equity Fund | $226M | $10.0M | 1 |
| Top Tier European Venture Capital Fund Scsp | Private Equity Fund | $215M | $5.0M | 14 |
| Bvk Venture 2014, L.P. Alpha Series | Private Equity Fund | $189M | $10.0M | 1 |
| Top Tier Venture Capital V, L.P. | Private Equity Fund | $180M | $10.0M | 8 |
| Top Tier Strategic Investment Fund, L.P. | Private Equity Fund | $171M | $10.0M | 2 |
| Top Tier Venture Capital Ix B, L.P. | Private Equity Fund | $156M | $10.0M | 1 |
| Top Tier Climate Technology Fund, L.P. | Private Equity Fund | $151M | $10.0M | 1 |
| Ttcp Nmerb Sma, L.P | Private Equity Fund | $151M | $10.0M | 1 |
| Top Tier Venture Velocity Fund, L.P. | Private Equity Fund | $134M | $5.0M | 11 |
| Top Tier Venture Capital Iv, L.P. | Private Equity Fund | $111M | $10.0M | 19 |
| Top Tier Alpha 2, L.P. | Private Equity Fund | $98.2M | $10.0M | 4 |
| Ttcp Nmerb Sma Ii, L.P. | Private Equity Fund | $92.6M | $10.0M | 1 |
| Top Tier Venture Velocity Growth Fund, L.P. | Private Equity Fund | $88.3M | $10.0M | 4 |
Top 25 of 39 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 11.4 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
- • Other fees
- • REIMBURSEMENT OF COSTS
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗