Walsh & Associates, Llc
- Regulatory AUM
- $828M
- Discretionary
- $828M
- Clients
- 1,324
- Avg AUM / client
- $625K
- Accounts
- 2,571
- Employees
- 15
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 820 | $192M | 23.2% |
| High net worth individuals | 487 | $616M | 74.4% |
| Pension and profit sharing plans | 9 | $15.3M | 1.84% |
| Charitable organizations | 3 | $889K | 0.11% |
| Corporations and other businesses | 5 | $4.2M | 0.51% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Patrick Walsh | Managing Member | CFP CFA | Nov 2012 (14y) | 50% – 75% |
| Michael James Walsh | Cco | Nov 2012 (14y) | 10% – 25% | |
| Thomas Gilbert Walsh | Wealth Advisor | Jan 2017 (10y) | Less than 5% | |
| Joseph Patrick Walsh | Registered representative | Nov 2012 (14y) | ||
| Suzanne Arminta Stacy Mckelvey | Registered representative | Mar 2022 (4y) | ||
| Hunter Harrison Smith | Registered representative | Mar 2025 (1y) | ||
| Kelly Mc Lean Holleran | Registered representative | CFP | Apr 2025 (1y) | |
| Taylor Marie Gilchrist | Registered representative | CFP | Jun 2025 (1y) | |
| Patricia Anne Musachio | Registered representative | Sep 2025 (1y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 953 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- LPL Financial $828M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗