Wellspring Financial Advisors, Llc
- Regulatory AUM
- $5.1B
- Discretionary
- $1.6B
- Clients
- 148
- Avg AUM / client
- $34.2M
- Accounts
- 2,051
- Employees
- 31
AUM over time
Annual snapshots from Form ADV filings · as of Jun 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 21 | $81.3M | 1.61% |
| High net worth individuals | 118 | $4.9B | 97.5% |
| Charitable organizations | 9 | $44.2M | 0.87% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Capuozzo, Laura, Ann | Chief Compliance Officer | Jan 2007 (20y) | 5% – 10% | |
| Michael Thomas Novak | Managing Director | Personal Financial Specialist | Jan 2007 (20y) | 50% – 75% |
| Richard Joseph Turgeon | Director | CFA | Apr 2016 (10y) | 10% – 25% |
| Staton, Jennifer | Director | Jan 2021 (6y) | 10% – 25% | |
| Kadlic, Jeffrey, D | President & Coo | Sep 2024 (2y) | Less than 5% | |
| Kathryn E Madzsar | Registered representative | CFP | Jan 2018 (9y) | |
| William Joseph Ambrogio | Registered representative | CFP | Jan 2018 (9y) | |
| Anna Vitale | Registered representative | CFP | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 985 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $1.9B (37% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 23, 2026.
View current Form ADV (SEC/IAPD) ↗