Finser Investment Advisor
- Regulatory AUM
- $1.4B
- Discretionary
- $0
- Clients
- 10
- Avg AUM / client
- $142M
- Accounts
- 10
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 25, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | 10 | $1.4B | 100.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Baker, Carla, Jane | Director | Dec 2006 (20y) | Less than 5% | |
| Vincent Edward Myers | Chairman, President And Chief Compliance Officer | Jan 2007 (20y) | Less than 5% | |
| Holmes, Matthew, Charles | Director | Dec 2016 (10y) | Less than 5% | |
| Frederick Lynn Baker | Registered representative | Jan 2007 (20y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fred L. Baker & Associates, Inc. | Owner | Dec 2006 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 08/25/2025 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 25, 2025.
View current Form ADV (SEC/IAPD) ↗