Worthy Asset Management Llc
- Regulatory AUM
- $28.1M
- Discretionary
- $28.1M
- Clients
- 84
- Avg AUM / client
- $335K
- Accounts
- 154
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 78 | $17.2M | 61.3% |
| High net worth individuals | 6 | $10.9M | 38.7% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Elmer Worthy | Registered representative | Jul 2008 (18y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (28)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Otto Instrument Service, Inc. Profit Sharing 401(k) Plan | Otto Instrument Service, Inc. | 90 | $3.3M | 01/01/2024 |
| Metrolina Greenhouses, Inc. Profit Sharing Plan | Metrolina Greenhouses, Inc. | 696 | $73.0M | 01/01/2024 |
| Paul Hobbs Winery, Lp 401(k) Safe Harbor Plan | Paul Hobbs Winery, Lp | 130 | $7.8M | 01/01/2024 |
| Nres Management, Llc 401(k) Plan | Nres Management, Llc | 224 | $3.1M | 01/01/2024 |
| Dx Mso Pllc 401(k) Profit Sharing Plan And Trust | Dx Mso Pllc | 117 | $2.0M | 01/01/2024 |
| Sonifi Solutions, Inc. 401(k) Plan | Sonifi Solutions, Inc. | 614 | $95.2M | 01/01/2024 |
| Caymus Vineyards 401(k) And Profit Sharing Plan | Caymus Vineyards | 395 | $53.2M | 01/01/2024 |
| Heath Ceramics, Ltd. 401(k) Plan | Heath Ceramics, Ltd. | 173 | $13.8M | 01/01/2024 |
| Insight Investments Corp. 401(k) Profit Sharing Plan | Insight Investments Corp. | 285 | $46.9M | 01/01/2024 |
| Hilgartwilson, Llc 401(k) Plan | Hilgartwilson, Llc | 0 | $0 | 01/01/2024 |
| Tonix Pharmaceuticals Holding Corp. 401(k) Plan | Tonix Pharmaceuticals Holding Corp. | 65 | $13.7M | 01/01/2024 |
| The White Oak 401(k) Plan | White Oak Global Advisors, Llc | 192 | $48.1M | 01/01/2024 |
| Knoxville Hospital And Clinics Tax Sheltered Annuity Plan | Knoxville Hospital And Clinics | 329 | $17.3M | 01/01/2024 |
| Itc Defense Corp 401(k) Profit Sharing Plan | Itc Defense Corp | 143 | $4.8M | 01/01/2024 |
| Arteris Ip 401(k) Plan | Arteris, Inc. Arteris Ip | 95 | $15.1M | 01/01/2024 |
| Meriton, Llc 401(k) Profit Sharing Plan | Meriton, Llc | 1,519 | $168M | 01/01/2024 |
| Aurora Community Services, Inc. 401(k) And Employee Stock Ownership Plan | Aurora Community Services, Inc. | 260 | $10.9M | 01/01/2024 |
| Bay Area Community Services 403(b) Plan | Bay Area Community Services, Inc. | 643 | $8.0M | 01/01/2024 |
| Vermeer Mountain West Inc 401(k) Profit Sharing Plan & Trust | Vermeer Mountain West Inc | 185 | $10.6M | 01/01/2024 |
| 403(b) Thrift Plan For Kansas Big Brothers Big Sisters Inc | Kansas Big Brothers Big Sisters, Inc. | 59 | $1.9M | 01/01/2024 |
| Bell Carter Foods, Llc Employee Retirement Plan | Bell Carter Foods, Llc. | 211 | $37.8M | 01/01/2024 |
| So. Cal. Dental Partners, Inc. Retirement Plan | So. Cal. Dental Partners, Inc. | 123 | $3.9M | 01/01/2024 |
| World Choice Investments, Llc & Great Choice Investments, Llc 401(k) Plan | World Choice Investments, Llc & Great Choice Investments, Llc | 633 | $7.2M | 01/01/2024 |
| Vitality Living 401(k) Plan | Vsl Employee Co. Llc | 1,420 | $2.3M | 01/01/2024 |
| Ho Chunk, Inc. 401(k) Plan | Ho Chunk, Inc. | 1,481 | $82.0M | 01/01/2024 |
Top 25 of 28 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2025 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Equity Trust Company $28.1M (100% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2025.
View current Form ADV (SEC/IAPD) ↗