NI
Nationwide Investment Advisors, Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 142373
· SEC file 801-52664
· Columbus, OH
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ADV data as of May 13, 2026
- Regulatory AUM
- $16.7B
- Discretionary
- $16.7B
- Clients
- 251,223
- Avg AUM / client
- $66.6K
- Accounts
- 251,223
- Employees
- 401
AUM over time
$2.4B
$16.7B
Dec 2011
May 2026
Annual snapshots from Form ADV filings · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 251,200 | $16.7B | 99.8% |
| Pension and profit sharing plans | 23 | $29.0M | 0.17% |
People (403)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Harold Charles Schafer | President And Board Manager | Jan 2015 (12y) | Less than 5% | |
| Rabenstine, James Jay | Chief Compliance Officer | Apr 2015 (11y) | Less than 5% | |
| Stevenson, Eric Ray | Board Manager | Oct 2019 (7y) | Less than 5% | |
| Brody, Carah, Hutchinson | Board Manager | Nov 2022 (4y) | Less than 5% | |
| Berry, Kelly, Sutherland | Vice President And Treasurer | Mar 2023 (3y) | Less than 5% | |
| Brandy Trissh Dom | Registered representative | Chartered Financial Consultant | Dec 2006 (20y) | |
| Brenda Casey Anderson | Registered representative | Dec 2006 (20y) | ||
| Brian Wayne Miller | Registered representative | CFP Chartered Financial Consultant | Dec 2006 (20y) | |
| Candice Ann Cataldi | Registered representative | Dec 2006 (20y) | ||
| David Michael Sarmir | Registered representative | Chartered Financial Consultant | Dec 2006 (20y) | |
| Eldon Eugene Malone | Registered representative | Dec 2006 (20y) | ||
| Frank James Mccafferty | Registered representative | Dec 2006 (20y) | ||
| Jeffrey John Francis | Registered representative | Dec 2006 (20y) | ||
| John Bleasdale Kendall | Registered representative | Dec 2006 (20y) | ||
| John Derrick Bennett | Registered representative | Chartered Financial Consultant | Dec 2006 (20y) | |
| Kenneth Stephen Kelbel | Registered representative | Dec 2006 (20y) | ||
| Kevin Jerry Rayborn | Registered representative | Dec 2006 (20y) | ||
| Klark Wade Krauter | Registered representative | Dec 2006 (20y) | ||
| Lynn Marie Robinette | Registered representative | Dec 2006 (20y) | ||
| Michael Brian Ross | Registered representative | Dec 2006 (20y) | ||
| Robert George Quirin | Registered representative | Chartered Financial Consultant | Dec 2006 (20y) | |
| Thomas Richard Bussard | Registered representative | Dec 2006 (20y) | ||
| Michelle Am Seitz | Registered representative | Feb 2007 (20y) | ||
| Ana Isabel Aguirre | Registered representative | Apr 2007 (19y) | ||
| Mark Zeb Monahan | Registered representative | Apr 2007 (19y) | ||
| Julie Marie Miramontes | Registered representative | May 2007 (19y) | ||
| Michael Lawrence Ferguson | Registered representative | May 2007 (19y) | ||
| Christopher Paul Whitlock | Registered representative | Jun 2007 (19y) | ||
| James Duane Keeler | Registered representative | Jun 2007 (19y) | ||
| Jessica Clark Neal | Registered representative | Jul 2007 (19y) | ||
| Robert Anthony Bilo | Registered representative | Oct 2007 (19y) | ||
| Aaron Randall Schwartz | Registered representative | Oct 2007 (19y) | ||
| Angela Lynn Buchanan | Registered representative | Oct 2007 (19y) | ||
| Deborah Ann Gold | Registered representative | Oct 2007 (19y) | ||
| Deborah Kay Turner | Registered representative | Chartered Financial Consultant | Oct 2007 (19y) | |
| Douglas Rhyu | Registered representative | Oct 2007 (19y) | ||
| Jerome Thomas Mosley | Registered representative | Oct 2007 (19y) | ||
| Kevin James Calegari | Registered representative | Oct 2007 (19y) | ||
| Louis Moreno | Registered representative | Oct 2007 (19y) | ||
| Michelle Lynn Murphy | Registered representative | Oct 2007 (19y) | ||
| Ronald Jeffrey Leclair | Registered representative | Oct 2007 (19y) | ||
| Mark William Schilling | Registered representative | Nov 2007 (19y) | ||
| Matthew Richard Gayman | Registered representative | Nov 2007 (19y) | ||
| Alfonso Pinzon | Registered representative | Jan 2008 (19y) | ||
| Michelle Renae Escobedo | Registered representative | Jan 2008 (19y) | ||
| Sharon Marie Wilson | Registered representative | Jan 2008 (19y) | ||
| William Michael Redihan | Registered representative | Feb 2008 (18y) | ||
| Wade Louis Sundermann | Registered representative | Feb 2008 (18y) | ||
| Rick Dennis Watson | Registered representative | Oct 2008 (18y) | ||
| Marshall Gordon Goff | Registered representative | Nov 2008 (18y) | ||
| Dorian Tyrell Larue | Registered representative | Jan 2009 (18y) | ||
| David Alan Bazzel | Registered representative | Chartered Financial Consultant | Mar 2009 (17y) | |
| Brendan Francis Morrison | Registered representative | Apr 2009 (17y) | ||
| Steven Michael Schmittauer | Registered representative | Oct 2010 (16y) | ||
| Lisa Ann Johnson | Registered representative | Dec 2010 (16y) | ||
| Matthew James Ring | Registered representative | CFP | Jan 2011 (16y) | |
| Ninoska M Metcalfe | Registered representative | Oct 2011 (15y) | ||
| Kristin M Reilly | Registered representative | Jan 2012 (15y) | ||
| Stephen Milne Ebert | Registered representative | Jan 2012 (15y) | ||
| Bina Sherma Kumar | Registered representative | Jan 2012 (15y) | ||
| Martin Dupay Burch | Registered representative | Sep 2012 (14y) | ||
| Greg Edward Sabin | Registered representative | Chartered Financial Consultant | Oct 2012 (14y) | |
| Melanio Morales Casupanan | Registered representative | Jan 2013 (14y) | ||
| Robert Michael Kissler | Registered representative | CFP Chartered Financial Consultant | May 2013 (13y) | |
| Robert Anthony Eviston | Registered representative | CFP | May 2013 (13y) | |
| Paul Alan Yossem | Registered representative | Jun 2013 (13y) | ||
| David Michael Castina | Registered representative | Jun 2013 (13y) | ||
| Christopher Michael Groh | Registered representative | Jun 2013 (13y) | ||
| Kevin Patrick Devine | Registered representative | Jul 2013 (13y) | ||
| Kristopher Scot Morton | Registered representative | Jul 2013 (13y) | ||
| Ninoska Saray Calzadilla | Registered representative | Jul 2013 (13y) | ||
| Gareth Eamonn Ward | Registered representative | Aug 2013 (13y) | ||
| Eric Joseph Glinsky | Registered representative | Sep 2013 (13y) | ||
| Jeremy Brandt White | Registered representative | Oct 2013 (13y) | ||
| Carlos Aaron Foster | Registered representative | Oct 2013 (13y) | ||
| Mark Kelly Knudson | Registered representative | Chartered Financial Consultant | Jan 2014 (13y) | |
| Jacob Sherrard Sours | Registered representative | Chartered Financial Consultant | Jan 2014 (13y) | |
| Alirio Daniel Rumbos | Registered representative | Feb 2014 (12y) | ||
| Paul Artanis | Registered representative | Feb 2014 (12y) | ||
| Mykell Kincaid | Registered representative | Feb 2014 (12y) | ||
| Donald Gerard Regan | Registered representative | Mar 2014 (12y) | ||
| Nancy K Chavez | Registered representative | Mar 2014 (12y) | ||
| Kent Arthur Morris | Registered representative | CFP | Apr 2014 (12y) | |
| Vanessa Gonzalez | Registered representative | Apr 2014 (12y) | ||
| Regina A Ponce | Registered representative | Chartered Financial Consultant | Apr 2014 (12y) | |
| Levarn Clay | Registered representative | May 2014 (12y) | ||
| Guadalupe Nmn Ayala | Registered representative | Jun 2014 (12y) | ||
| Traci Anne Back | Registered representative | Oct 2014 (12y) | ||
| Edward Wilson Heacock | Registered representative | Oct 2014 (12y) | ||
| Janice Deann Nichols | Registered representative | Nov 2014 (12y) | ||
| Roland Lebron Wilson | Registered representative | Jan 2015 (12y) | ||
| Weltha Elaine Smith | Registered representative | Jan 2015 (12y) | ||
| Gregory Alan Watson | Registered representative | Mar 2015 (11y) | ||
| Joshua Neil Arnold | Registered representative | Chartered Financial Consultant | Apr 2015 (11y) | |
| Richard F Ohde | Registered representative | CFP | Apr 2015 (11y) | |
| Shawn D Drake | Registered representative | Chartered Financial Consultant | May 2015 (11y) | |
| William Steven Vassas | Registered representative | Jun 2015 (11y) | ||
| John Daniel Knausz | Registered representative | Jul 2015 (11y) | ||
| James A Corbett | Registered representative | Chartered Financial Consultant | Sep 2015 (11y) | |
| Nick Ziegenbusch | Registered representative | CFA | Sep 2015 (11y) | |
| Johnny Lee Chang | Registered representative | Dec 2015 (11y) | ||
| Michael R Burkhart | Registered representative | Chartered Financial Consultant | Jan 2016 (11y) | |
| Victor Sang Tawn | Registered representative | Jan 2016 (11y) | ||
| Derek Philpot | Registered representative | Mar 2016 (10y) | ||
| Alfonso Anthony Sorichetti | Registered representative | Chartered Financial Consultant | Mar 2016 (10y) | |
| Amy Lynn Riggs | Registered representative | Mar 2016 (10y) | ||
| Aylin Ozeren Jewell | Registered representative | Mar 2016 (10y) | ||
| Brian John Fitzpatrick | Registered representative | Mar 2016 (10y) | ||
| Carla Marie Jimenez | Registered representative | Mar 2016 (10y) | ||
| Chad Allen Metzger | Registered representative | Mar 2016 (10y) | ||
| Christopher Desmond Coles | Registered representative | Chartered Financial Consultant | Mar 2016 (10y) | |
| Christopher James Binting | Registered representative | Mar 2016 (10y) | ||
| Christopher Scott Stanton | Registered representative | Chartered Financial Consultant | Mar 2016 (10y) | |
| Douglas Duane Larason | Registered representative | Mar 2016 (10y) | ||
| Eric David Schoonover | Registered representative | Mar 2016 (10y) | ||
| Erxis Yorlet` Cardoza | Registered representative | Mar 2016 (10y) | ||
| Jeremy Williams | Registered representative | Mar 2016 (10y) | ||
| Julie S Tomblin | Registered representative | Mar 2016 (10y) | ||
| Justin Charles Slosar | Registered representative | Mar 2016 (10y) | ||
| Kirk Donald Steingreaber | Registered representative | Mar 2016 (10y) | ||
| Paul Michael Morganski | Registered representative | Chartered Financial Consultant | Mar 2016 (10y) | |
| Roberta Schwerin Eckert | Registered representative | Mar 2016 (10y) | ||
| Steven Anthony Jesenko | Registered representative | Chartered Financial Consultant | Mar 2016 (10y) | |
| Valerie Lynne Hamilton | Registered representative | Mar 2016 (10y) | ||
| Wendy Lee Shaw | Registered representative | Mar 2016 (10y) | ||
| Eric Michael Johnson | Registered representative | Mar 2016 (10y) | ||
| Corey Spindler | Registered representative | Chartered Financial Consultant | Mar 2016 (10y) | |
| William D Angus | Registered representative | Apr 2016 (10y) | ||
| Leanne Marie Luttges | Registered representative | Apr 2016 (10y) | ||
| Gregory Keith Russell | Registered representative | Chartered Financial Consultant | Apr 2016 (10y) | |
| Sharyn Buckland Garner | Registered representative | May 2016 (10y) | ||
| Rita Irene Hellmann | Registered representative | Jun 2016 (10y) | ||
| David George Miller | Registered representative | Aug 2016 (10y) | ||
| Gary Alan Myers | Registered representative | Sep 2016 (10y) | ||
| Mary Cullen Campbell | Registered representative | Sep 2016 (10y) | ||
| James Michael Beck | Registered representative | Sep 2016 (10y) | ||
| Mark F Grise | Registered representative | Sep 2016 (10y) | ||
| Leslie Ivan Hollerman | Registered representative | Chartered Financial Consultant | Oct 2016 (10y) | |
| Daniel Robert Wrzesien | Registered representative | Nov 2016 (10y) | ||
| Jose Ernesto Garza | Registered representative | Feb 2017 (9y) | ||
| Cody Edward Meyerdirk | Registered representative | Feb 2017 (9y) | ||
| Logan Marion Meyer | Registered representative | Mar 2017 (9y) | ||
| Brent Phillip Music | Registered representative | Mar 2017 (9y) | ||
| Frederick Antonio Taylor | Registered representative | Apr 2017 (9y) | ||
| Jimmy Don Hammock | Registered representative | May 2017 (9y) | ||
| Anousone A Gravitt | Registered representative | May 2017 (9y) | ||
| Benjamin Christopher Kindred | Registered representative | Jun 2017 (9y) | ||
| Susan Elizabeth Wilson | Registered representative | Jun 2017 (9y) | ||
| Todd Allen Gutermuth | Registered representative | Jul 2017 (9y) | ||
| Lessie Elizabeth Evans | Registered representative | Sep 2017 (9y) | ||
| Steven Mahn | Registered representative | Sep 2017 (9y) | ||
| Ronald Lee Wyant | Registered representative | Oct 2017 (9y) | ||
| Nikolas K Victor | Registered representative | Chartered Financial Consultant | Nov 2017 (9y) | |
| Kai Chi Yang | Registered representative | Dec 2017 (9y) | ||
| Kevin Brent Seimet | Registered representative | Dec 2017 (9y) | ||
| Claude Andre Gregory | Registered representative | Chartered Financial Consultant | Dec 2017 (9y) | |
| James Edward Lindeboom | Registered representative | Jan 2018 (9y) | ||
| Kerryl Van Johnson | Registered representative | Jan 2018 (9y) | ||
| Anthony Dana Cefalu | Registered representative | Jan 2018 (9y) | ||
| Angia M Mcgeorge | Registered representative | Jan 2018 (9y) | ||
| Erica Marie Lemmon | Registered representative | Chartered Financial Consultant | Jan 2018 (9y) | |
| Anthony Michael Flowers | Registered representative | Feb 2018 (8y) | ||
| Brian Andrew Burgeson | Registered representative | Mar 2018 (8y) | ||
| Karis A Cox | Registered representative | Mar 2018 (8y) | ||
| Matthew Edward Roberson | Registered representative | Mar 2018 (8y) | ||
| Martha Zarate Ocampo | Registered representative | Apr 2018 (8y) | ||
| John Bryan Steggell | Registered representative | Chartered Financial Consultant | Apr 2018 (8y) | |
| Anthony Steel | Registered representative | Apr 2018 (8y) | ||
| Clayton Heath Benton | Registered representative | May 2018 (8y) | ||
| Olutayo Olusola Shenbanjo | Registered representative | Jul 2018 (8y) | ||
| Christina Farnella Lessard | Registered representative | CFP | Jul 2018 (8y) | |
| Gregory Wade Howard | Registered representative | Chartered Financial Consultant | Aug 2018 (8y) | |
| Sherri Lynn Panttaja | Registered representative | CFP Chartered Financial Consultant | Aug 2018 (8y) | |
| Elisha Marie Roberts Cofer | Registered representative | Sep 2018 (8y) | ||
| Philip Alan Lindsay | Registered representative | Sep 2018 (8y) | ||
| Caritas Hurtel Palmisano | Registered representative | CFP Chartered Financial Consultant | Sep 2018 (8y) | |
| Gary Lee Haddle | Registered representative | Sep 2018 (8y) | ||
| Brenda Marie De Vecchio | Registered representative | Oct 2018 (8y) | ||
| Michelle Renee' Calloway | Registered representative | Chartered Financial Consultant | Oct 2018 (8y) | |
| Doris A Brito | Registered representative | Nov 2018 (8y) | ||
| Abigail Elizabeth Bowman | Registered representative | Nov 2018 (8y) | ||
| Andrew Jake Ward | Registered representative | Dec 2018 (8y) | ||
| Nancy Jane Feilbach | Registered representative | Dec 2018 (8y) | ||
| Gregory Michael Sperber | Registered representative | Jan 2019 (8y) | ||
| Samuel L Ennen | Registered representative | Jan 2019 (8y) | ||
| Jennifer Lee Page | Registered representative | Jan 2019 (8y) | ||
| David Scott Belnick | Registered representative | Feb 2019 (7y) | ||
| Aaron Timothy Barton | Registered representative | Chartered Financial Consultant | Feb 2019 (7y) | |
| Robert John Back | Registered representative | Mar 2019 (7y) | ||
| Jared Scott Williams | Registered representative | Apr 2019 (7y) | ||
| Kerry Marie Avila | Registered representative | Apr 2019 (7y) | ||
| John Marshall Lamm | Registered representative | May 2019 (7y) | ||
| Amber Peters | Registered representative | May 2019 (7y) | ||
| Richard Alan Stahl | Registered representative | May 2019 (7y) | ||
| Douglas Alexander Ewing | Registered representative | CFP | Jun 2019 (7y) | |
| Chad Martin Wilhoite | Registered representative | Chartered Financial Consultant | Jun 2019 (7y) | |
| Michael P Richardson | Registered representative | Jun 2019 (7y) | ||
| Clinton Christopher Bakle | Registered representative | Jul 2019 (7y) | ||
| Justin Luke Bryant | Registered representative | Jul 2019 (7y) | ||
| Christopher Nelson Brie | Registered representative | CFP | Sep 2019 (7y) | |
| Deanna Elizabeth Sisk | Registered representative | Oct 2019 (7y) | ||
| Jesse Mark Knudson | Registered representative | Oct 2019 (7y) | ||
| Jeffrey Scott Waldeck | Registered representative | Oct 2019 (7y) | ||
| Christopher C Waters | Registered representative | Nov 2019 (7y) | ||
| Kimberly Dawn Sparks | Registered representative | Nov 2019 (7y) | ||
| Jessica Michelle Rosen | Registered representative | Nov 2019 (7y) | ||
| Chad Grayson Ballandby | Registered representative | Nov 2019 (7y) | ||
| Justin Michael Guarino | Registered representative | Dec 2019 (7y) | ||
| Maybell Dy Fister | Registered representative | Chartered Financial Consultant | Dec 2019 (7y) | |
| Jeffrey William Jamieson | Registered representative | Jan 2020 (7y) | ||
| Mariah Jo Ann Wood | Registered representative | Jan 2020 (7y) | ||
| Andrew Marc Diano | Registered representative | Jan 2020 (7y) | ||
| Matthew F Rizzo | Registered representative | Jan 2020 (7y) | ||
| Tracy Arlene Childers | Registered representative | Feb 2020 (6y) | ||
| Thomas Buckley Tyson | Registered representative | Mar 2020 (6y) | ||
| Kristopher Lee Davis | Registered representative | Mar 2020 (6y) | ||
| Constance Rene Halley Shaw | Registered representative | Sep 2020 (6y) | ||
| Joseph Christopher Cain | Registered representative | Dec 2020 (6y) | ||
| Andrew Dennis Pierce | Registered representative | Chartered Financial Consultant | Mar 2021 (5y) | |
| Val Jamin Gonzalez | Registered representative | Chartered Financial Consultant | Mar 2021 (5y) | |
| Kyle Burley | Registered representative | Chartered Financial Consultant | Mar 2021 (5y) | |
| Abigail Sue Kuo | Registered representative | Chartered Financial Consultant | Mar 2021 (5y) | |
| Christina Mary Gregory | Registered representative | Apr 2021 (5y) | ||
| Nikki Cibelli | Registered representative | Jul 2021 (5y) | ||
| Ethan Molitor | Registered representative | Aug 2021 (5y) | ||
| Jana K Castanon | Registered representative | Aug 2021 (5y) | ||
| Kristen Lindsey Chamberlain | Registered representative | Aug 2021 (5y) | ||
| Daniel Black | Registered representative | Sep 2021 (5y) | ||
| Drew Brenner | Registered representative | Nov 2021 (5y) | ||
| Joseph Patrick Broderick | Registered representative | Nov 2021 (5y) | ||
| Alain Eduardo Rodriguez | Registered representative | CFP Chartered Financial Consultant | Feb 2022 (4y) | |
| Christian J Harbin | Registered representative | Feb 2022 (4y) | ||
| Jim Steiner Montgomery | Registered representative | Feb 2022 (4y) | ||
| Brooks M Morgan | Registered representative | CFP | Mar 2022 (4y) | |
| Jason William Bowen | Registered representative | Mar 2022 (4y) | ||
| John V Thompson | Registered representative | Mar 2022 (4y) | ||
| Jason Allen Daum | Registered representative | Mar 2022 (4y) | ||
| David Scott Schnegelberger | Registered representative | Mar 2022 (4y) | ||
| Kimberley Ann Rumple | Registered representative | Apr 2022 (4y) | ||
| Gerald Wayne Childs | Registered representative | Apr 2022 (4y) | ||
| Randall Armin Neis | Registered representative | CFP | Apr 2022 (4y) | |
| Eric Sonntag | Registered representative | Apr 2022 (4y) | ||
| Matthew W Fisher | Registered representative | May 2022 (4y) | ||
| Kristalin Dawn Kingsley | Registered representative | May 2022 (4y) | ||
| Macallan William Hewitt | Registered representative | May 2022 (4y) | ||
| Scott Dennis Howard | Registered representative | May 2022 (4y) | ||
| Syria Joy Cribbs | Registered representative | May 2022 (4y) | ||
| Patricia Ann Nichols | Registered representative | Jun 2022 (4y) | ||
| Donald Thomas Marchesiello | Registered representative | CFP Chartered Financial Consultant | Jun 2022 (4y) | |
| Felicia Madrina Rennis | Registered representative | Jun 2022 (4y) | ||
| Thomas B Ryan | Registered representative | Jul 2022 (4y) | ||
| Tyler Harrison Scott | Registered representative | Jul 2022 (4y) | ||
| Victor Luis Perez | Registered representative | Chartered Financial Consultant | Aug 2022 (4y) | |
| Brandon Casturo | Registered representative | Aug 2022 (4y) | ||
| Robert Edward Lee | Registered representative | Aug 2022 (4y) | ||
| Troy Michael Eaton | Registered representative | Aug 2022 (4y) | ||
| Clayton Thomas Puckett | Registered representative | Sep 2022 (4y) | ||
| Michael Perry Parker | Registered representative | Sep 2022 (4y) | ||
| Seth David Freeman | Registered representative | CFP Chartered Financial Consultant | Sep 2022 (4y) | |
| Lauren Ursula Ryan | Registered representative | Sep 2022 (4y) | ||
| Andrew Endel Adams | Registered representative | CFP Chartered Financial Consultant | Sep 2022 (4y) | |
| Amanda Kim Asherson | Registered representative | Oct 2022 (4y) | ||
| Katharine Demetria Brent | Registered representative | Oct 2022 (4y) | ||
| Robert Dudley Gill | Registered representative | Oct 2022 (4y) | ||
| Matthew Patrick Murphy | Registered representative | Nov 2022 (4y) | ||
| William John Cymbala | Registered representative | Jan 2023 (4y) | ||
| Kathleen Marie Findeisen | Registered representative | Jan 2023 (4y) | ||
| Amanda Johnson | Registered representative | Jan 2023 (4y) | ||
| Tristan John Petrauskas | Registered representative | Jan 2023 (4y) | ||
| Felipe Angel Mora | Registered representative | Feb 2023 (3y) | ||
| Thomas Paul Nawrocki | Registered representative | Feb 2023 (3y) | ||
| Raul Aldrin Vargas | Registered representative | Feb 2023 (3y) | ||
| Rebekah Ann Boone | Registered representative | Feb 2023 (3y) | ||
| Matthew David Zusel | Registered representative | Feb 2023 (3y) | ||
| Sarita Christine Null | Registered representative | Mar 2023 (3y) | ||
| John David Archer | Registered representative | CFP Chartered Financial Consultant | Mar 2023 (3y) | |
| Laura Leigh Blair Brewster | Registered representative | Mar 2023 (3y) | ||
| Alexander Dillmann | Registered representative | Mar 2023 (3y) | ||
| Jordan Elizabeth Pinckney Jeffries | Registered representative | Apr 2023 (3y) | ||
| Allen Warren Spain | Registered representative | CFP | Apr 2023 (3y) | |
| Elizabeth Ann Folland | Registered representative | Chartered Financial Consultant | May 2023 (3y) | |
| Dustin W Van Atta | Registered representative | May 2023 (3y) | ||
| Eric Bordonaro | Registered representative | Jun 2023 (3y) | ||
| Bryan Phillip Jimmerson | Registered representative | CFP | Jun 2023 (3y) | |
| Denton Lorenzo Smith | Registered representative | Jun 2023 (3y) | ||
| Jakob Ryan Sweeney | Registered representative | Jul 2023 (3y) | ||
| Jonathan David Michaels | Registered representative | Jul 2023 (3y) | ||
| Jeffrey Paul Szak | Registered representative | Jul 2023 (3y) | ||
| Julius A Mccormick | Registered representative | Jul 2023 (3y) | ||
| Sharon Ann Kiker | Registered representative | Aug 2023 (3y) | ||
| Phillip Anthony Carbajal | Registered representative | Aug 2023 (3y) | ||
| David Anthony Cervantes | Registered representative | Aug 2023 (3y) | ||
| John Charles Brennan | Registered representative | Aug 2023 (3y) | ||
| Roberto David Lopez | Registered representative | Aug 2023 (3y) | ||
| Christian Alarick Bryant | Registered representative | Aug 2023 (3y) | ||
| Hannah Lee Burt | Registered representative | Sep 2023 (3y) | ||
| Blake Watson Price | Registered representative | CFP | Sep 2023 (3y) | |
| Erwin Lynn Staples | Registered representative | Sep 2023 (3y) | ||
| Eliezer Abdias Gonzalez | Registered representative | Sep 2023 (3y) | ||
| Jonathon Tyler Williams | Registered representative | Sep 2023 (3y) | ||
| Jason Jon Dixon | Registered representative | Oct 2023 (3y) | ||
| John Curtis Barth | Registered representative | Oct 2023 (3y) | ||
| Luis Adolfo Ricardo | Registered representative | Oct 2023 (3y) | ||
| Ashley Erin Gillespie | Registered representative | Oct 2023 (3y) | ||
| Christopher William Adams | Registered representative | Oct 2023 (3y) | ||
| Travis Michael Cross | Registered representative | Oct 2023 (3y) | ||
| Venus Melissa Rosario | Registered representative | Oct 2023 (3y) | ||
| Elliott Cobb | Registered representative | Dec 2023 (3y) | ||
| Mary P Bohan | Registered representative | Dec 2023 (3y) | ||
| Emanuel Mahand | Registered representative | Dec 2023 (3y) | ||
| Jacob Richter | Registered representative | Dec 2023 (3y) | ||
| Kenneth Joseph Bart | Registered representative | Dec 2023 (3y) | ||
| Scott Earl Murray | Registered representative | CFA | Dec 2023 (3y) | |
| Christopher Thomas Greene | Registered representative | Jan 2024 (3y) | ||
| Joshua Aaron Palmer | Registered representative | Jan 2024 (3y) | ||
| Benjamin David Lozier | Registered representative | Feb 2024 (2y) | ||
| Eric Coombs | Registered representative | Chartered Financial Consultant | Feb 2024 (2y) | |
| Andrew Gregory Frederick | Registered representative | Mar 2024 (2y) | ||
| Michael J Bobell | Registered representative | Mar 2024 (2y) | ||
| Joseph Robert Rossi | Registered representative | Apr 2024 (2y) | ||
| Brian M Quinlin | Registered representative | Chartered Financial Consultant | May 2024 (2y) | |
| Neil Francis Cook | Registered representative | Chartered Financial Consultant | May 2024 (2y) | |
| Joshua Byrd | Registered representative | May 2024 (2y) | ||
| Tashikko Jabril Heningburg | Registered representative | Jun 2024 (2y) | ||
| Molly Williams | Registered representative | Jul 2024 (2y) | ||
| Loan Nguyen | Registered representative | Jul 2024 (2y) | ||
| Shannon Gatti Mccarthy | Registered representative | Jul 2024 (2y) | ||
| Jerel Gadberry | Registered representative | Aug 2024 (2y) | ||
| Mc Clain Felty | Registered representative | Sep 2024 (2y) | ||
| James Brennan | Registered representative | Sep 2024 (2y) | ||
| Ethan L Rivera | Registered representative | Oct 2024 (2y) | ||
| Tara Marie Lavarias | Registered representative | Oct 2024 (2y) | ||
| Robert Noel Grossman | Registered representative | Nov 2024 (2y) | ||
| Jasmine Adams | Registered representative | Nov 2024 (2y) | ||
| William Scott Curtis | Registered representative | Nov 2024 (2y) | ||
| Jessicia Marie Erfurt | Registered representative | Nov 2024 (2y) | ||
| Fayz Abu Hajar | Registered representative | Nov 2024 (2y) | ||
| William Brand Ahrens | Registered representative | Dec 2024 (2y) | ||
| Hunter Jungenberg | Registered representative | Jan 2025 (2y) | ||
| Tiaira Janay Mc Cloud | Registered representative | Jan 2025 (2y) | ||
| Rachel Roher | Registered representative | Feb 2025 (1y) | ||
| Foard Woodrow Womack | Registered representative | Feb 2025 (1y) | ||
| Andre Antunes Reguinho | Registered representative | Mar 2025 (1y) | ||
| Oleg Prozapas | Registered representative | Mar 2025 (1y) | ||
| Kevin Jones | Registered representative | CFP | Apr 2025 (1y) | |
| Darren James Lopes | Registered representative | May 2025 (1y) | ||
| Rance Edwards | Registered representative | CFP | May 2025 (1y) | |
| Eben John Stansbery | Registered representative | May 2025 (1y) | ||
| Patrick Andrew Walsh | Registered representative | Jun 2025 (1y) | ||
| Alpeshkumar R Patel | Registered representative | Jun 2025 (1y) | ||
| Michael Ott | Registered representative | Jun 2025 (1y) | ||
| Kayleigh Elizabeth Moreau | Registered representative | Jun 2025 (1y) | ||
| Jonathan Fry | Registered representative | Jul 2025 (1y) | ||
| James Patrick Brattensborg | Registered representative | Jul 2025 (1y) | ||
| Nathan Edward Shevelow | Registered representative | Jul 2025 (1y) | ||
| Dustin Glynn Kostalek | Registered representative | Aug 2025 (1y) | ||
| Mauricio Juarez Flores | Registered representative | Aug 2025 (1y) | ||
| Flor Judith Ortega Bolanos | Registered representative | Aug 2025 (1y) | ||
| Sean M Czepiel | Registered representative | Sep 2025 (1y) | ||
| Kimberly L Thomas | Registered representative | Sep 2025 (1y) | ||
| Savannah Katherine Bellamy | Registered representative | CFP | Oct 2025 (1y) | |
| Lorraine Rodriguez | Registered representative | Oct 2025 (1y) | ||
| Joshua Stephen Aust | Registered representative | Oct 2025 (1y) | ||
| Brook Lynne Sharp | Registered representative | Oct 2025 (1y) | ||
| Benjamin Levy | Registered representative | Oct 2025 (1y) | ||
| William Kenan Kelly | Registered representative | Oct 2025 (1y) | ||
| Justin Timothy Bailey | Registered representative | Oct 2025 (1y) | ||
| Thomas Erwin | Registered representative | Dec 2025 (1y) | ||
| Bobbi J Langan | Registered representative | Dec 2025 (1y) | ||
| Justin Paul Clapp | Registered representative | CFP | Dec 2025 (1y) | |
| Karen Elizabeth Socola | Registered representative | Dec 2025 (1y) | ||
| Francisco Domingo Saavedra Pic | Registered representative | Dec 2025 (1y) | ||
| Elizabeth Trevino | Registered representative | Jan 2026 (1y) | ||
| William John Gallagher | Registered representative | Jan 2026 (1y) | ||
| Adam Perkiomaki | Registered representative | Feb 2026 (0y) | ||
| Kristopher Allen Feldmeyer | Registered representative | Feb 2026 (0y) | ||
| Luis Ervin | Registered representative | Feb 2026 (0y) | ||
| Daniel Fowler | Registered representative | Feb 2026 (0y) | ||
| Elizabeth Valenzuela | Registered representative | Mar 2026 (0y) | ||
| Gary Henry Green | Registered representative | Mar 2026 (0y) | ||
| Rachel Estelle Bolen | Registered representative | CFP | Mar 2026 (0y) | |
| Bradley Eugene Roach | Registered representative | Chartered Financial Consultant | Mar 2026 (0y) | |
| Susan Marie Gyuro | Registered representative | Mar 2026 (0y) | ||
| Justin Steven Seidenwand | Registered representative | CFP | Mar 2026 (0y) | |
| Gene Gilbert Harshaw | Registered representative | Mar 2026 (0y) | ||
| Lior Leonid Assa | Registered representative | CFP | Mar 2026 (0y) | |
| Righetti Joseph | Registered representative | CFP Chartered Financial Consultant | Mar 2026 (0y) | |
| Grace Geneva O'mara | Registered representative | CFP | Apr 2026 (0y) | |
| Donald D Eschbach | Registered representative | Apr 2026 (0y) | ||
| Jacob Barrera | Registered representative | Apr 2026 (0y) | ||
| Jeffrey David Ritchey | Registered representative | Apr 2026 (0y) | ||
| Lesley Loaiza Bachman | Registered representative | Apr 2026 (0y) | ||
| Sean Paul Mc Laughlin | Registered representative | Chartered Financial Consultant | Apr 2026 (0y) | |
| Paul John Fuller | Registered representative | Apr 2026 (0y) | ||
| Amanda Marie Pollay | Registered representative | May 2026 (0y) | ||
| Graham Scott Hickey | Registered representative | May 2026 (0y) | ||
| George Anthony Giolekas | Registered representative | Jun 2026 (0y) | ||
| Kimberly Ann Hynes | Registered representative | Jun 2026 (0y) | ||
| Ella J Smith | Registered representative | Jun 2026 (0y) | ||
| Loren Mormino | Registered representative | Jun 2026 (0y) | ||
| Ana E Morris | Registered representative | Jun 2026 (0y) | ||
| Eric Francisco Alarcon Fierro | Registered representative | Jun 2026 (0y) | ||
| Jorge Aldana | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Nationwide Life Insurance Company | Member | Oct 2006 | A | 75% or more |
| Nationwide Financial Services, Inc. (Nfs) | Shareholder | Jan 1997 | B | ≈ 56.25% – 100% via Nationwide Life Insurance Company |
| Nationwide Mutual Insurance Company | Shareholder | Oct 1969 | B | 75% or more of Nationwide Corporation (indirect) |
| Nationwide Corp | Shareholder | Nov 1996 | B | 75% or more of Nfs (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Nationwide Financial Services, Inc. (Nfs): 75% – 100% of Nationwide Life Insurance Company × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 1.54 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory · Item 11.D(2)
as of Dec 20, 2024
Allegations: THE DEPARTMENT IDENTIFIED A PRACTICE ARISING FROM THE REPLACEMENT OF DEFERRED ANNUITY CONTRACTS WITH IMMEDIATE INCOME ANNUITY CONTRACTS THAT WERE IN VIOLATION OF NEW YORK REGULATIONS 60 AND 187. Status: Final Sanction Detail: A FINE WAS PAID IN THE AMOUNT NOTED ABOVE ON MAY 24, 2022. Summary: IN ADDITION TO THE PAYMENT OF THE FINE, A PROCESS WAS AGREED TO WITH THE DEPARTMENT TO PAY RESTITUTION TO AFFECTED CONTRACT HOLDERS WITHIN 45 DAYS FROM THE RESOLUTION DATE NOTED ABOVE.
Regulatory
as of Dec 20, 2024
Allegations: NATIONWIDE LIFE INSURANCE COMPANY WAS NOT IN FULL COMPLIANCE WITH THE SEC RULE 22C-1 OF THE INVESTMENT COMPANY ACT. Status: Final Sanction Detail: NATIONWIDE LIFE INSURANCE COMPANY, WITHOUT ADMITTING OR DENYING THE FINDINGS, CONSENTED TO A SECURITIES AND EXCHANGE COMMISSION ORDER FOR VIOLATING SEC RULE 22C-1 OF THE INVESTMENT COMPANY ACT WITH RESPECT TO ITS PROCESSING OF PURCHASE AND REDEMPTION ORDERS FOR VARIABLE CONTRACTS BY CONTROLLING THE TIME OF RECEIPT FOR FIRST CLASS MAIL CONTAINING SUCH ORDER. (SEC RELEASE NO. 31601: MAY 14, 2015) Summary: A FINE WAS PAID TO THE SECURITIES AND EXCHANGE COMMISSION IN MAY 2015.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Nationwide Trust Company $11.1B (66% of AUM) May 2026
- Nationwide Life Insurance Company $4.3B (25% of AUM) May 2026
- Nationwide Bank $2.8B (43% of AUM) Dec 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗