Ka Fund Advisors, Llc
- Regulatory AUM
- $3.2B
- Discretionary
- $3.2B
- Clients
- 1
- Avg AUM / client
- $3.2B
- Accounts
- 1
- Employees
- 38
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $3.2B | 100.0% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Charles Baker | Co Managing Partner | Sep 2006 (20y) | 25% – 50% | |
| Sinnott, Robert, Vose | Co Chairman Of Manager | Apr 2010 (16y) | Less than 5% | |
| Kayne, Richard, Alan | Co Chairman & Founder | Jun 2010 (16y) | ≈ 12.5% – 37.5% via Kayne Anderson Capital Advisors Lp | |
| O'neil, Michael, Joseph | Chief Compliance Officer | Mar 2012 (14y) | Less than 5% | |
| Rabil, Albert | Chief Executive Officer Of Manager | Jun 2021 (5y) | Less than 5% | |
| Barbabella, Matthew, J | General Counsel Of Manager | Jul 2021 (5y) | Less than 5% | |
| Blank, Paul, Stuart | President And Chief Operating Officer Of Manager | Jan 2023 (4y) | Less than 5% | |
| Javidi, Eric, Michael | Co Managing Partner | Dec 2023 (3y) | Less than 5% | |
| Stapleton, Paul, Francis | Chief Financial Officer | Dec 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kayne Anderson Capital Advisors Lp | Member/Manager | Jun 2006 | A | 50% – 75% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kayne, Richard, Alan: 25% – 50% of Kayne Anderson Capital Advisors Lp × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Reported custodians
- State Street $72.3M (2% of AUM) Jan 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗