Guinness Asset Management Limited
SEC-registered
Private Fund Manager · Large ($10B–$100B)
CRD 140891
· SEC file 801-135148
· London
· www.guinnessgi.com
☆ Save with Pro
ADV data as of Dec 14, 2025
- Regulatory AUM
- $11.4B
- Discretionary
- $11.4B
- Clients
- 38
- Avg AUM / client
- $301M
- Accounts
- 38
- Employees
- 81
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 9 | $337M | 2.94% |
| Pooled investment vehicles (non-investment companies) | 29 | $11.1B | 97.1% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 12/14/2025 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 14, 2025.
View current Form ADV (SEC/IAPD) ↗