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Mutual Fund / Asset Manager · Mid-sized ($1B–$10B)
CRD 139897
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ADV data as of Feb 07, 2025
- Regulatory AUM
- $4.6B
- Discretionary
- $4.6B
- Clients
- 15
- Avg AUM / client
- $308M
- Accounts
- 15
- Employees
- 12
AUM over time
$2.3B
$6.4B
Dec 2011
Dec 2024
Annual snapshots from Form ADV filings · as of Feb 07, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 3 | $3.3B | 71.4% |
| Pension and profit sharing plans | 12 | $1.3B | 28.6% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 07, 2025.