Clarivest Asset Management Llc
- Regulatory AUM
- $3.0B
- Discretionary
- $3.0B
- Clients
- 29
- Avg AUM / client
- $105M
- Accounts
- 27
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Jun 02, 2026
Investments (13F portfolio — 844 positions, $980,160,486)
13F period Sep 30, 2024| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Microsoft Corp | COM | $56,286,567 | 125,934 | 5.74% | 1.85% |
| 2 | Nvidia Corporation | COM | $55,772,232 | 451,450 | 5.69% | 1.83% |
| 3 | Apple Inc | COM | $49,454,428 | 234,802 | 5.05% | 1.62% |
| 4 | Amazon Com Inc | COM | $26,758,325 | 138,463 | 2.73% | 0.88% |
| 5 | Meta Platforms Inc | CL A | $25,339,379 | 50,254 | 2.59% | 0.83% |
| 6 | Alphabet Inc | CAP STK CL A | $16,410,984 | 90,095 | 1.67% | 0.54% |
| 7 | Ishares Tr | MSCI INDIA ETF | $15,819,989 | 283,614 | 1.61% | 0.52% |
| 8 | Eli Lilly & Co | COM | $13,116,266 | 14,487 | 1.34% | 0.43% |
| 9 | Alphabet Inc | CAP STK CL C | $12,970,323 | 70,713 | 1.32% | 0.43% |
| 10 | Taiwan Semiconductor Mfg Ltd | SPONSORED ADS | $10,580,336 | 60,873 | 1.08% | 0.35% |
| 11 | Teva Pharmaceutical Inds Ltd | SPONSORED ADS | $9,763,260 | 600,816 | 1.0% | 0.32% |
| 12 | Broadcom Inc | COM | $9,172,337 | 5,713 | 0.94% | 0.3% |
| 13 | Visa Inc | COM CL A | $8,399,881 | 32,003 | 0.86% | 0.28% |
| 14 | Salesforce Inc | COM | $7,231,666 | 28,128 | 0.74% | 0.24% |
| 15 | Abbvie Inc | COM | $7,210,663 | 42,040 | 0.74% | 0.24% |
| 16 | Adobe Inc | COM | $7,178,644 | 12,922 | 0.73% | 0.24% |
| 17 | Mckesson Corp | COM | $6,726,981 | 11,518 | 0.69% | 0.22% |
| 18 | Cadence Design System Inc | COM | $6,485,524 | 21,074 | 0.66% | 0.21% |
| 19 | Mastercard Incorporated | CL A | $6,442,712 | 14,604 | 0.66% | 0.21% |
| 20 | Adma Biologics Inc | COM | $6,431,307 | 575,251 | 0.66% | 0.21% |
| 21 | Costco Whsl Corp New | COM | $6,384,277 | 7,511 | 0.65% | 0.21% |
| 22 | Tesla Inc | COM | $6,037,110 | 30,509 | 0.62% | 0.2% |
| 23 | Netflix Inc | COM | $5,941,681 | 8,804 | 0.61% | 0.19% |
| 24 | Blue Bird Corp | COM | $5,649,834 | 104,918 | 0.58% | 0.19% |
| 25 | Applied Matls Inc | COM | $5,647,921 | 23,933 | 0.58% | 0.19% |
Top 25 of 844 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 4 | $2.0B | 64.5% |
| Pooled investment vehicles (non-investment companies) | 7 | $153M | 5.03% |
| Pension and profit sharing plans | 4 | $318M | 10.4% |
| Charitable organizations | 1 | $4.4M | 0.14% |
| State or municipal government entities | 4 | $601M | 19.7% |
| Other | 9 | $3.4M | 0.11% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Southern Company Pension Plan Southern Company Services, Inc. | 2024 |
People (9)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James, Thomas, Alan | Chairman Ceo | Jan 1971 (56y) | ≈ 10.55% – 50% via Raymond James Financial, Inc. | |
| Jacobson, Jeff, A | Chief Financial Officer, Chief Operations Officer | Mar 2006 (20y) | Less than 5% | |
| Vaughn, David, Raymond | Chief Investment Officer Non U.S. And Global Strategies, Lead Portfolio Manager, Manager | Mar 2006 (20y) | Less than 5% | |
| Wolter, Todd, Nathan | Chief Investment Officer U.S. And Alternative Strategies, Lead Portfolio Manager, Manager | Mar 2006 (20y) | Less than 5% | |
| Wilwant, Eric, Christian | Manager | Apr 2019 (7y) | Less than 5% | |
| Edwards, Charles, Michael | Manager | Nov 2022 (4y) | Less than 5% | |
| Orton, Matthew, B | Manager | Nov 2022 (4y) | Less than 5% | |
| Alvarez, Javier, A | Chief Compliance Officer | Oct 2024 (2y) | Less than 5% | |
| Rick Iv, Edward | President, Manager | Oct 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Eagle Asset Management Inc | Member | Dec 2012 | A | 75% or more |
| Raymond James Financial, Inc. | Shareholder | Dec 2012 | B | ≈ 42.19% – 100% via Raymond James Investment Management |
| Raymond James Investment Management | Shareholder | Nov 2017 | B | ≈ 56.25% – 100% via Eagle Asset Management Inc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- James, Thomas, Alan: 25% – 50% of Raymond James Financial, Inc. × 75% – 100% of Raymond James Investment Management × 75% – 100% of Eagle Asset Management Inc × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Raymond James Financial, Inc.: 75% – 100% of Raymond James Investment Management × 75% – 100% of Eagle Asset Management Inc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Raymond James Investment Management: 75% – 100% of Eagle Asset Management Inc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Southern Company Pension Plan | Southern Company Services, Inc. | 26,369 | $15.3B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/02/2026 | 2.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- U.S. Bank $1.4B (44% of AUM) Jun 2026
- BNY Mellon $582M (23% of AUM) Dec 2024
- Northern Trust $182M (4% of AUM) Dec 2021
- Fidelity Management Trust Company $171M (4% of AUM) Jul 2021
- J.P. Morgan $104M (4% of AUM) Dec 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 02, 2026.
View current Form ADV (SEC/IAPD) ↗