Basswood Capital Management, L.L.C.
- Regulatory AUM
- $2.8B
- Discretionary
- $2.8B
- Clients
- 11
- Avg AUM / client
- $257M
- Accounts
- 15
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 11 | $2.2B | 77.7% |
| Charitable organizations | Fewer than 5 clients | $156M | 5.52% |
| State or municipal government entities | Fewer than 5 clients | $457M | 16.2% |
| Corporations and other businesses | Fewer than 5 clients | $18.9M | 0.67% |
Private funds (9)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $1.3B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Basswood Opportunity Partners, L.P. | Hedge Fund | Delaware | $938M | 29 |
| Basswood Financial Fund, L.P. | Hedge Fund | Delaware | $318M | 27 |
| Basswood Financial Long Only Fund, L.P. master | Hedge Fund | Delaware | $27.8M | 13 |
| Basswood International Fund, Ltd. | Hedge Fund | Cayman Islands | $15.1M | 3 |
| Basswood International Fund, L.P. | Hedge Fund | Delaware | $15.0M | 16 |
| Basswood Co Investment Fund (Spc), Ltd. master | Hedge Fund | Cayman Islands | $7.7M | 2 |
| Basswood Opportunity Fund, Inc. | Hedge Fund | Cayman Islands | $7.5M | 2 |
| Basswood International Long Only Fund, Ltd. | Hedge Fund | Cayman Islands | $5.7M | 3 |
| Basswood International Long Only Fund, L.P. | Hedge Fund | Delaware | $1.9M | 1 |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Donor Advised Charitable Giving EIN 311640316 | Lone Tree, CO | 06/30/2024 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lindenbaum, Bennett, David | Principal / Managing Member | Jan 1999 (28y) | 25% – 50% | |
| Lindenbaum, Matthew, Amiel | Principal / Managing Member | Jan 1999 (28y) | 25% – 50% | |
| Samit, Marc, Evan | Principal, Chief Operating Officer / Member | Jan 1999 (28y) | 10% – 25% | |
| Broder, Scott, Brian | Chief Financial Officer | Jan 2006 (21y) | Less than 5% | |
| Cannizzaro, Justin, Michael | Chief Compliance Officer | Oct 2011 (15y) | Less than 5% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (9, $1.3B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Basswood Opportunity Partners, L.P. | Hedge Fund | $938M | $1.0M | 29 |
| Basswood Financial Fund, L.P. | Hedge Fund | $318M | $1.0M | 27 |
| Basswood Financial Long Only Fund, L.P. | Hedge Fund | $27.8M | $1.0M | 13 |
| Basswood International Fund, Ltd. | Hedge Fund | $15.1M | $100K | 3 |
| Basswood International Fund, L.P. | Hedge Fund | $15.0M | $100K | 16 |
| Basswood Co Investment Fund (Spc), Ltd. | Hedge Fund | $7.7M | $100K | 2 |
| Basswood Opportunity Fund, Inc. | Hedge Fund | $7.5M | $100K | 2 |
| Basswood International Long Only Fund, Ltd. | Hedge Fund | $5.7M | $100K | 3 |
| Basswood International Long Only Fund, L.P. | Hedge Fund | $1.9M | $100K | 1 |
From Form ADV Section 7.B private fund reporting.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Donor Advised Charitable Giving | Public charity | $41.1B | 06/30/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 2.83 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Morgan Stanley $457M (16% of AUM) Mar 2026
- J.P. Morgan $156M (6% of AUM) Mar 2026
- Northern Trust $74.6M (3% of AUM) Apr 2022
- Merrill Lynch $18.9M (1% of AUM) Mar 2026
- Bnp Paribas Prime Brokerage, Inc. $14.3M (1% of AUM) Apr 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗