Levin Capital Strategies, L.P.
- Regulatory AUM
- $1.7B
- Discretionary
- $1.5B
- Clients
- 251
- Avg AUM / client
- $6.6M
- Accounts
- 265
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 118 | $210M | 12.7% |
| High net worth individuals | 132 | $1.1B | 64.7% |
| Banking or thrift institutions | Fewer than 5 clients | $117M | 7.04% |
| Pooled investment vehicles (non-investment companies) | 1 | $20.9M | 1.26% |
| Pension and profit sharing plans | Fewer than 5 clients | $139M | 8.36% |
| Charitable organizations | Fewer than 5 clients | $73.1M | 4.41% |
| Corporations and other businesses | Fewer than 5 clients | $19.9M | 1.2% |
| Other | Fewer than 5 clients | $6.0M | 0.36% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of May 2024 · $52.4M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Bi Directional Disequilibrium Fund, L.P. | Hedge Fund | Delaware | $52.4M | 21 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Andrew Levin | Chairman And Ceo | Sep 2005 (21y) | ≈ 0% – 5% via Levin Capital Strategies Gp, Llc | |
| Levin, Elizabeth | Trustee (John A. Levin 2005 Grat Separation Trust) | Sep 2005 (21y) | Less than 5% | |
| Ottusch, Raymond, Francis | Chief Compliance Officer | Jun 2020 (6y) | Less than 5% | |
| Ratner, Evan, Harris | President | Jun 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| John A. Levin 2005 Separation Trust | Limited Partner | Sep 2007 | A | 75% or more |
| Levin Capital Strategies Gp, Llc | General Partner | Sep 2005 | A | Less than 5% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- John Andrew Levin: 75% – 100% of Levin Capital Strategies Gp, Llc × 0% – 5% direct ≈ 0% – 5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $52.4M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Bi Directional Disequilibrium Fund, L.P. | Hedge Fund | $52.4M | $1.0M | 21 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.42 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Brokerage Services $866M (52% of AUM) Mar 2026
- State Street $683M (11% of AUM) Mar 2019
- J.P. Morgan $616M (10% of AUM) Mar 2019
- Northern Trust $168M (13% of AUM) Jun 2020
- BNY Mellon $125M (10% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗