Triaxx Asset Management Llc
- Regulatory AUM
- $26.1M
- Discretionary
- $26.1M
- Clients
- 3
- Avg AUM / client
- $8.7M
- Accounts
- 3
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $26.1M | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $0 combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Icp Strategic Credit Income Master Fund Limited master | Hedge Fund | Cayman Islands | $0 | 3 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Calamari, Nicholas | Member | Jan 2015 (12y) | ≈ 18.75% – 50% via Triaxx Holdco, Llc | |
| Garg, Vishal | Member | Jan 2015 (12y) | ≈ 37.5% – 75% via Triaxx Holdco, Llc | |
| Maron, Matthew | Chief Compliance Officer | Jan 2021 (6y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Triaxx Holdco, Llc | Principal Owner | Mar 2015 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Calamari, Nicholas: 25% – 50% of Triaxx Holdco, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Garg, Vishal: 50% – 75% of Triaxx Holdco, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $0 gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Icp Strategic Credit Income Master Fund Limited | Hedge Fund | $0 | $0 | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: IT WAS ALLEGED THAT THE FIRM VIOLATED SECTION 17(A) OF THE SECURITIES ACT OF 1933, AS AMENDED; SECTIONS 10(B) AND 15(C)(1)(A) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED (THE "EXCHANGE ACT"); RULES 10B-3 AND 10B-5 UNDER THE EXCHANGE ACT; SECTIONS 206(1), (2), (3), AND (4) OF THE ADVISERS ACT; AND RULES 204-2, 206(4)-7 AND 206(4)-8 UNDER THE ADVISERS ACT. Status: Final Summary: THE SEC ALLEGED THAT THE FIRM, AND CERTAIN AFFILIATES, VIOLATED SECTION 17(A) OF THE SECURITIES ACT OF 1933, AS AMENDED; SECTIONS 10(B) AND 15(C)(1)(A) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED (THE "EXCHANGE ACT"); RULES 10B-3 AND 10B-5 UNDER THE EXCHANGE ACT; SECTIONS 206(1), (2), (3), AND (4) OF THE ADVISERS ACT; AND RULES 204-2, 206(4)-7 AND 206(4)-8 UNDER THE ADVISERS ACT. THE BASIS OF THESE CLAIMS WAS THE SEC'S ALLEGATION THAT THE FIRM AND CERTAIN AFFILIATES ENGAGED IN FRAUDULENT PRACTICES AND MISREPRESENTATIONS THAT CAUSED ITS STRUCTURED PRODUCT VEHICLES TO OVERPAY FOR CERTAIN SECURITIES AND SUFFER SUBSTANTIAL LOSSES AS A RESULT. THE SEC FURTHER ALLEGED THAT THE FIRM AND CERTAIN AFFILIATES ALSO IMPROPERLY OBTAINED FEES AND UNDISCLOSED PROFITS AT THE EXPENSE OF THE STRUCTURED PRODUCT VEHICLES AND THEIR INVESTORS.
Allegations: IT WAS ALLEGED THAT THE FIRM VIOLATED SECTION 17(A) OF THE SECURITIES ACT OF 1933, AS AMENDED; SECTIONS 10(B) AND 15(C)(1)(A) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED (THE "EXCHANGE ACT"); RULES 10B-3 AND 10B-5 UNDER THE EXCHANGE ACT; SECTIONS 206(1), (2), (3), AND (4) OF THE ADVISERS ACT; AND RULES 204-2, 206(4)-7 AND 206(4)-8 UNDER THE ADVISERS ACT. Status: Final Sanction Detail: PERMANENT INJUNCTIONS ENJOINING THE FIRM FROM FUTURE VIOLATIONS OF THE SECURITIES LAWS THAT IT WAS ALLEGED TO HAVE VIOLATED. Summary: THE SEC ALLEGED THAT THE FIRM, AND CERTAIN AFFILIATES, VIOLATED SECTION 17(A) OF THE SECURITIES ACT OF 1933, AS AMENDED; SECTIONS 10(B) AND 15(C)(1)(A) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED (THE "EXCHANGE ACT"); RULES 10B-3 AND 10B-5 UNDER THE EXCHANGE ACT; SECTIONS 206(1), (2), (3), AND (4) OF THE ADVISERS ACT; AND RULES 204-2, 206(4)-7 AND 206(4)-8 UNDER THE ADVISERS ACT. THE BASIS OF THESE CLAIMS WAS THE SEC'S ALLEGATION THAT THE FIRM AND CERTAIN AFFILIATES ENGAGED IN FRAUDULENT PRACTICES AND MISREPRESENTATIONS THAT CAUSED ITS STRUCTURED PRODUCT VEHICLES TO OVERPAY FOR CERTAIN SECURITIES AND SUFFER SUBSTANTIAL LOSSES AS A RESULT. THE SEC FURTHER ALLEGED THAT THE FIRM AND CERTAIN AFFILIATES ALSO IMPROPERLY OBTAINED FEES AND UNDISCLOSED PROFITS AT THE EXPENSE OF THE STRUCTURED PRODUCT VEHICLES AND THEIR INVESTORS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Other fees
- • ADVISER NOT COMPENSATED SINCE 2014
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- U.S. Bank $56.1M (100% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗