Aureus Asset Management, Llc
- Regulatory AUM
- $8.4B
- Discretionary
- $2.2B
- Clients
- 362
- Avg AUM / client
- $23.2M
- Accounts
- 954
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 61 | $36.0M | 0.43% |
| High net worth individuals | 278 | $2.1B | 25.3% |
| Pension and profit sharing plans | 6 | $32.2M | 0.38% |
| Charitable organizations | 17 | $6.2B | 73.9% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $100M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Aureus Absolute Return Strategy Series | Hedge Fund | Delaware | $51.1M | 71 |
| Aureus International Strategy Series | Hedge Fund | Delaware | $28.1M | 53 |
| Aureus Directional Strategy Series | Hedge Fund | Delaware | $20.9M | 36 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Pietragallo Gordon Alfano Bosick & Raspanti, Llp Salary Reduction Profit Sharing Plan Pietragallo Gordon Alfano Bosick & Raspanti | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Firestone, Karen, Mindy | Member Chairman | Jul 2005 (21y) | 25% – 50% | |
| Thaddeus Hallock Davis | Member President Ceo | CFA | Jul 2005 (21y) | 25% – 50% |
| Kellogg, Michael, Wellington | Member | Jan 2014 (13y) | 5% – 10% | |
| Stefan Bengt Emil Karlsson | Member | CFA | Jan 2014 (13y) | 10% – 25% |
| Gina L. Koprowski | Member Cco | CFP | Jan 2015 (12y) | Less than 5% |
| Shigueta, Carlos, J. | Member | Jan 2016 (11y) | 5% – 10% | |
| Jones, Brennan, Michael | Member | Jan 2020 (7y) | 5% – 10% | |
| Basnight, Todd, A | Member | Jan 2022 (5y) | 5% – 10% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $100M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Aureus Absolute Return Strategy Series | Hedge Fund | $51.1M | $100K | 71 |
| Aureus International Strategy Series | Hedge Fund | $28.1M | $100K | 53 |
| Aureus Directional Strategy Series | Hedge Fund | $20.9M | $100K | 36 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Pietragallo Gordon Alfano Bosick & Raspanti, Llp Salary Reduction Profit Sharing Plan | Pietragallo Gordon Alfano Bosick & Raspanti | 102 | $49.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.66 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $6.6B (79% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗