Cook Pine Capital Llc
- Regulatory AUM
- $490M
- Discretionary
- $393M
- Clients
- 5
- Avg AUM / client
- $98.1M
- Accounts
- 7
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 2 | $97.1M | 19.8% |
| Pooled investment vehicles (non-investment companies) | 2 | $341M | 69.5% |
| Charitable organizations | 1 | $52.4M | 10.7% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $260M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Maple Trust master | Private Equity Fund | Cayman Islands | $192M | 1 |
| Mulberry Sub Trust 1 | Hedge Fund | Cayman Islands | $68.6M | 2 |
| Mulberry Sub Trust 2 feeder | Private Equity Fund | Cayman Islands | $0 | 1 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kuwana, Eiichiro | President And Member | Dec 2004 (22y) | 25% – 50% | |
| Kuwana, Yumi, Mera | Founding Principal And Member | Dec 2004 (22y) | ≈ 18.75% – 50% via The Irrevocable Trust For Descendants Of Eiichiro Kuwana | |
| Neligan, Patrick | Chief Compliance Officer | Jun 2006 (20y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Irrevocable Trust For Descendants Of Eiichiro Kuwana | Member | Dec 2004 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kuwana, Yumi, Mera: 75% – 100% of The Irrevocable Trust For Descendants Of Eiichiro Kuwana × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $260M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Maple Trust | Private Equity Fund | $192M | $1.0M | 1 |
| Mulberry Sub Trust 1 | Hedge Fund | $68.6M | $100K | 2 |
| Mulberry Sub Trust 2 | Private Equity Fund | $0 | $100K | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.54 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Fieldpoint Private $68.6M (20% of AUM) May 2021
- Mufg Union Bank, National Association $56.0M (12% of AUM) Aug 2025
- Us Bancorp $52.4M (11% of AUM) Mar 2026
- Pensco Trust Company $1.7M (0% of AUM) May 2021
- Pacific Premier Trust $1.3M (0% of AUM) Aug 2025
- Columbia Private Trust $84.6K (0% of AUM) Mar 2026
- Mufg Alternative Fund Services (Cayman) Ltd $49.6K (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗