N
N
Investment Adviser · Mid-sized ($1B–$10B)
CRD 133417
·
☆ Save with Pro
ADV data as of Jan 26, 2026
- Regulatory AUM
- $4.7B
- Discretionary
- $4.7B
- Clients
- 167
- Avg AUM / client
- $28.2M
- Accounts
- 167
- Employees
- 5
AUM over time
$107M
$4.7B
May 2013
Dec 2025
Annual snapshots from Form ADV filings · as of Jan 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | 18 | $301M | 6.39% |
| Charitable organizations | 19 | $363M | 7.71% |
| State or municipal government entities | 103 | $3.3B | 69.6% |
| Corporations and other businesses | 27 | $767M | 16.3% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 26, 2026.