J. Safra Asset Management Corporation
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 131243
· SEC file 801-63032
· New York City, NY
· www.linkedin.com
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $6.3B
- Discretionary
- $6.2B
- Clients
- 3,443
- Avg AUM / client
- $1.8M
- Accounts
- 3,440
- Employees
- 22
AUM over time
$308M
$6.3B
Nov 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 295 | $151M | 2.41% |
| High net worth individuals | 3,079 | $5.6B | 89.1% |
| Pooled investment vehicles (non-investment companies) | 6 | $244M | 3.89% |
| Insurance companies | 1 | $44.7M | 0.72% |
| Corporations and other businesses | 62 | $242M | 3.87% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $141M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Myhobby Global Strategy Fund Ltd. | Other Private Fund | Delaware | $68.8M | 1 |
| Spe Us Fund L.P. | Private Equity Fund | Delaware | $64.4M | 25 |
| Guarding Investment Holdings Lp | Private Equity Fund | Delaware | $8.0M | 2 |
People (21)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bonfim, Carlos, Cesar Bertaco | Director | Aug 2004 (22y) | Less than 5% | |
| Morato, Simoni, Passos | Director | Jul 2008 (18y) | Less than 5% | |
| Grunwald, Mark, Steven | Director | Oct 2009 (17y) | Less than 5% | |
| Javier, Sigmund, Peter | Director | Oct 2011 (15y) | Less than 5% | |
| Tolia, Parin, Harendra | Chief Investment Officer | Jan 2015 (12y) | Less than 5% | |
| Colombo, Rafaelo | Director | Jul 2016 (10y) | Less than 5% | |
| Barros, Patrick, Godefroy | Ceo, Director | Aug 2019 (7y) | Less than 5% | |
| Fernanda Bomfim Araujo | Chief Compliance Officer | Feb 2020 (6y) | Less than 5% | |
| Safra, Vicky | Executrix | Sep 2021 (5y) | ≈ 10.55% – 50% via The Estate Of Joseph Yacoub Safra | |
| Safra, David, Joseph | Shareholder | Mar 2023 (3y) | ≈ 10.55% – 50% via The Estate Of Joseph Yacoub Safra | |
| Safra, Jacob, Joseph | Shareholder | Mar 2023 (3y) | ≈ 10.55% – 50% via The Estate Of Joseph Yacoub Safra | |
| Adriano De Souza Vieira | Registered representative | Jan 2016 (11y) | ||
| Noah Morgan Harris | Registered representative | CFA | May 2022 (4y) | |
| Dov Lasry | Registered representative | CFP | Dec 2022 (4y) | |
| Enzo Gorgulho Jordao Elia | Registered representative | Sep 2024 (2y) | ||
| Richard T. Paulson | Registered representative | Jan 2025 (2y) | ||
| Leonardo Leta Furtado | Registered representative | Aug 2025 (1y) | ||
| Joshua N Kang | Registered representative | Oct 2025 (1y) | ||
| Gabriel Morato | Registered representative | Jan 2026 (1y) | ||
| Sion Benjamin Harari | Registered representative | May 2026 (0y) | ||
| Michael S Ruzhansky | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Safra New York Corporation | Shareholder | Mar 2005 | A | 75% or more |
| Snbny Holdings Limited, Gibraltar | Sole Shareholder | Mar 2005 | B | ≈ 56.25% – 100% via Safra New York Corporation |
| The Estate Of Joseph Yacoub Safra | Shareholder | Sep 2021 | B | ≈ 42.19% – 100% via Snbny Holdings Limited, Gibraltar |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Safra, Vicky: 25% – 50% of The Estate Of Joseph Yacoub Safra × 75% – 100% of Snbny Holdings Limited, Gibraltar × 75% – 100% of Safra New York Corporation × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Safra, David, Joseph: 25% – 50% of The Estate Of Joseph Yacoub Safra × 75% – 100% of Snbny Holdings Limited, Gibraltar × 75% – 100% of Safra New York Corporation × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Safra, Jacob, Joseph: 25% – 50% of The Estate Of Joseph Yacoub Safra × 75% – 100% of Snbny Holdings Limited, Gibraltar × 75% – 100% of Safra New York Corporation × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Snbny Holdings Limited, Gibraltar: 75% – 100% of Safra New York Corporation × 75% – 100% direct ≈ 56.25% – 100% of the firm
- The Estate Of Joseph Yacoub Safra: 75% – 100% of Snbny Holdings Limited, Gibraltar × 75% – 100% of Safra New York Corporation × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $141M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Myhobby Global Strategy Fund Ltd. | Other Private Fund | $68.8M | $100K | 1 |
| Spe Us Fund L.P. | Private Equity Fund | $64.4M | $100K | 25 |
| Guarding Investment Holdings Lp | Private Equity Fund | $8.0M | $0 | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.63 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • % OF ASSETS UNDER CONSULTATION
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- BNY Mellon $4.9B (78% of AUM) Mar 2026
- Safra Securities Llc $1.1B (17% of AUM) Mar 2026
- Fidelity Brokerage Services $148M (2% of AUM) Mar 2026
- Northern Trust $66.0M (1% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗