Navigation Group Llc
- Regulatory AUM
- $1.0B
- Discretionary
- $986M
- Clients
- 342
- Avg AUM / client
- $3.0M
- Accounts
- 1,394
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 76 | $43.3M | 4.28% |
| High net worth individuals | 254 | $887M | 87.6% |
| Pension and profit sharing plans | 6 | $19.3M | 1.91% |
| Charitable organizations | 3 | $6.1M | 0.6% |
| Corporations and other businesses | 3 | $56.4M | 5.57% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carlo Anthony Panaccione | Managing Member | Apr 1999 (27y) | 25% – 50% | |
| Erik Shannon Davis | Managing Member | CFP | Apr 1999 (27y) | 25% – 50% |
| Karen Keller Franco | Chief Compliance Officer | Sep 2014 (12y) | Less than 5% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $1.0B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗