Vontobel Swiss Financial Advisers Ag
- Regulatory AUM
- $11.9B
- Discretionary
- $5.4B
- Clients
- 2,583
- Avg AUM / client
- $4.6M
- Accounts
- 3,488
- Employees
- 105
AUM over time
Annual snapshots from Form ADV filings · as of Jul 07, 2026
Asset allocation (SMA assets by investment type)
as of Jul 07, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 450 | $431M | 3.61% |
| High net worth individuals | 1,875 | $9.3B | 77.9% |
| Charitable organizations | 6 | $76.1M | 0.64% |
| Corporations and other businesses | 238 | $2.1B | 17.3% |
| Other | 14 | $73.7M | 0.62% |
People (18)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Koeppel, Pascal, Dominique | Chief Investment Officer | Oct 2005 (21y) | Less than 5% | |
| Wegner, Jürgen | Deputy Chief Executive Officer | Jan 2017 (10y) | Less than 5% | |
| Baumert, Martin | Chief Operating Officer | Jan 2018 (9y) | Less than 5% | |
| Stambach, Christian | Director | Jun 2019 (7y) | Less than 5% | |
| Tobler, Roger, Max | Head Finance | Dec 2019 (7y) | Less than 5% | |
| Gmuender, Christian | Director | Aug 2022 (4y) | Less than 5% | |
| Hess, Jacqueline, Camille | Director | Mar 2023 (3y) | Less than 5% | |
| Peter, Natalie | Director | Mar 2023 (3y) | Less than 5% | |
| Romanzina, Peter | Chief Executive Officer | Mar 2023 (3y) | Less than 5% | |
| Scherer, Roger | Chief Integration Officer | Mar 2023 (3y) | Less than 5% | |
| Schindler, Alexandria, Ara | Interim Head Legal & Compliance, Interim Cco | Jan 2024 (3y) | Less than 5% | |
| Stoeklin, Arturo | Management Committee Member | Apr 2024 (2y) | Less than 5% | |
| Bino, Maria Antonella | Director | Oct 2024 (2y) | Less than 5% | |
| Victor Manuel Cuenca Barrero | Registered representative | Apr 2025 (1y) | ||
| Joao Raul Decastro | Registered representative | May 2025 (1y) | ||
| Stephan Winfried Wessels | Registered representative | Jul 2025 (1y) | ||
| Billy R Obregon | Registered representative | Nov 2025 (1y) | ||
| Gabriel Enrique Mueller | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Vontobel Holding Ag | Owner | Aug 2022 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/07/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Bank Vontobel Ag $2.2B (19% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 07, 2026.
View current Form ADV (SEC/IAPD) ↗