AUMdb

Apollo Investment Management, L.P.

SEC-registered Investment Adviser · Mid-sized ($1B–$10B) CRD 130610 · SEC file 801-62840 · New York, NY · www.apollo.com
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$3.3B
Discretionary
$3.3B
Clients
1
Avg AUM / client
$3.3B
Accounts
1
Employees
3,564

AUM over time

$2.5B $4.9B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 0 $0
High net worth individuals 0 $0
Banking or thrift institutions 0 $0
Business development companies 1 $3.3B 100.0%
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal government entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations and other businesses 0 $0
Other 0 $0

People (3)

NameRole / titleCredentialsWith firm sinceOwnership
Levy, Yael, Kenan Chief Compliance Officer May 2021 (5y) Less than 5%
Kleinman, Scott, Martin Co President Of Apollo Asset Management, Inc. Jan 2022 (5y) Less than 5%
Chatterjee, Whitney, A Chief Legal Officer May 2023 (3y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Apollo Asset Management, Inc. Sole Shareholder Jul 2007 B 75% or more of Apo Corp. (indirect)
Apo Corp. Sole Shareholder Oct 2012 B 75% or more of Amh Holdings Gp, Ltd. (indirect)
Apollo Management Holdings, L.P. Managing Member Jan 2007 B 75% or more of Apollo Capital Management Gp, Llc (indirect)

Undisclosed: 85% – 100% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 2.06 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Civil judicial as of Dec 10, 2024

Allegations: PLAINTIFF BROUGHT A SECURITIES CLASS ACTION ON BEHALF OF ALL THOSE WHO PURCHASED ADT INC. ("ADT") COMMON STOCK IN OR TRACEABLE TO ADT'S JANUARY 19, 2018 INITIAL PUBLIC STOCK OFFERING (THE "IPO"), SEEKING TO PURSUE REMEDIES UNDER THE SECURITIES ACT OF 1933 (THE "1933 ACT") AGAINST THE ISSUER, ADT, AND A NUMBER OF OTHER DEFENDANTS, INCLUDING APOLLO MANAGEMENT, L.P., THE APPLICANT, AND SEVERAL OF ITS ADVISORY AFFILIATES. THE PLAINTIFF ALLEGES, AMONG OTHER THINGS, THAT THE DEFENDANTS VIOLATED SEVERAL PROVISIONS OF THE 1933 ACT. AS IT RELATES TO APOLLO MANAGEMENT, L.P. AND SEVERAL OF ITS ADVISORY AFFILIATES, PLAINTIFF ASSERTS A CLAIM FOR VIOLATION OF SECTION 15(A) OF THE 1933 ACT AS A RESULT OF THE ALLEGED MISSTATEMENTS AND OMISSIONS IN THE REGISTRATION STATEMENT AND IN THE PREPARATION OF THE PROSPECTUS FOR THE IPO. Status: Final Summary: PLAINTIFF BROUGHT A SECURITIES CLASS ACTION ON BEHALF OF ALL THOSE WHO PURCHASED ADT COMMON STOCK IN OR TRACEABLE TO ADT'S JANUARY 19, 2018 IPO, SEEKING TO PURSUE REMEDIES UNDER 1933 ACT AGAINST THE ISSUER, ADT, AND A NUMBER OF OTHER DEFENDANTS, INCLUDING APOLLO MANAGEMENT, L.P., THE APPLICANT, AND SEVERAL OF ITS ADVISORY AFFILIATES. THE PLAINTIFF ALLEGES, AMONG OTHER THINGS, THAT THE DEFENDANTS VIOLATED SEVERAL PROVISIONS OF THE 1933 ACT. AS IT RELATES TO APOLLO MANAGEMENT, L.P. AND SEVERAL OF ITS ADVISORY AFFILIATES, PLAINTIFF ASSERTS A CLAIM FOR VIOLATION OF SECTION 15(A) OF THE 1933 ACT AS A RESULT OF ALLEGED MISSTATEMENTS AND OMISSIONS IN THE REGISTRATION STATEMENT FOR THE IPO. THE COURT'S ORDER AND JUDGMENT DISMISSING THE ACTION (1) TERMINATED ALL CLAIMS AGAINST THE APOLLO ENTITIES WITHOUT ANY ADMISSIONS OR FINDINGS OF LIABILITY AND WITHOUT IMPOSING ANY FEES, COSTS, DAMAGES, OR SANCTIONS ON THE APOLLO ENTITIES; AND (2) BARRED SIMILAR CLAIMS FROM BEING ASSERTED AGAINST THE APOLLO ENTITIES IN FUTURE ACTIONS.

Civil judicial as of Dec 10, 2024

Allegations: PLAINTIFF BROUGHT A SECURITIES CLASS ACTION ON BEHALF OF THOSE WHO PURCHASED ADT INC. ("ADT") COMMON STOCK IN OR TRACEABLE TO ADT'S JANUARY 19, 2018 INITIAL PUBLIC STOCK OFFERING (THE "IPO"), SEEKING TO PURSUE REMEDIES UNDER THE SECURITIES ACT OF 1933 (THE "1933 ACT") AGAINST THE ISSUER, ADT, AND A NUMBER OF OTHER DEFENDANTS, INCLUDING APOLLO MANAGEMENT, L.P., THE APPLICANT, AND SEVERAL OF ITS ADVISORY AFFILIATES. THE PLAINTIFF ALLEGES, AMONG OTHER THINGS, THAT THE DEFENDANTS VIOLATED SEVERAL PROVISIONS OF THE 1933 ACT. AS IT RELATES TO APOLLO MANAGEMENT, L.P. AND SEVERAL OF ITS ADVISORY AFFILIATES, PLAINTIFF ASSERTS A CLAIM FOR VIOLATION OF SECTIONS 11 AND 15(A) OF THE 1933 ACT AS A RESULT OF THE ALLEGED MISSTATEMENTS AND OMISSIONS IN THE REGISTRATION STATEMENT AND IN THE PREPARATION OF THE PROSPECTUS FOR THE IPO. Status: Final Summary: PLAINTIFF BROUGHT A SECURITIES CLASS ACTION ON BEHALF OF ALL THOSE WHO PURCHASED ADT COMMON STOCK IN OR TRACEABLE TO ADT'S JANUARY 19, 2018 IPO, SEEKING TO PURSUE REMEDIES UNDER THE 1933 ACT AGAINST THE ISSUER, ADT, AND A NUMBER OF OTHER DEFENDANTS, INCLUDING APOLLO MANAGEMENT, L.P., THE APPLICANT, AND SEVERAL OF ITS ADVISORY AFFILIATES. THE PLAINTIFF ALLEGES, AMONG OTHER THINGS, THAT THE DEFENDANTS VIOLATED SEVERAL PROVISIONS OF THE 1933 ACT. AS IT RELATES TO APOLLO MANAGEMENT, L.P. AND SEVERAL OF ITS ADVISORY AFFILIATES, PLAINTIFF ASSERTS A CLAIM FOR VIOLATION OF SECTIONS 11 AND 15(A) OF THE 1933 ACT AS A RESULT OF THE ALLEGED MISSTATEMENTS AND OMISSIONS IN THE REGISTRATION STATEMENT AND IN THE PREPARATION OF THE PROSPECTUS FOR THE IPO.THE COURT'S ORDER AND JUDGMENT DISMISSING THE ACTION (1) TERMINATED ALL CLAIMS AGAINST THE APOLLO ENTITIES WITHOUT ANY ADMISSIONS OR FINDINGS OF LIABILITY AND WITHOUT IMPOSING ANY FEES, COSTS, DAMAGES, OR SANCTIONS ON THE APOLLO ENTITIES; AND (2) BARRED SIMILAR CLAIMS FROM BEING ASSERTED AGAINST THE APOLLO ENTITIES IN FUTURE ACTIONS.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗