Wakefield Financial Planning, Llc
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ADV data as of Jun 28, 2026
- Regulatory AUM
- $22.3M
- Discretionary
- $0
- Clients
- 13
- Avg AUM / client
- $1.7M
- Accounts
- 13
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 12 | $16.9M | 75.8% |
| Pension and profit sharing plans | 1 | $5.4M | 24.2% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/28/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 28, 2026.
View current Form ADV (SEC/IAPD) ↗