Alphasimplex Group, Llc
- Regulatory AUM
- $3.1B
- Discretionary
- $3.1B
- Clients
- 12
- Avg AUM / client
- $257M
- Accounts
- 16
- Employees
- 33
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Investments (13F portfolio — 35 positions, $9,884)
13F period Sep 30, 2022| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Duke Realty Corp | COM NEW | $917 | 19,030 | 9.28% | 0.0% |
| 2 | Lakeland Bancorp Inc | COM | $809 | 50,533 | 8.18% | 0.0% |
| 3 | Gilead Sciences Inc | COM | $463 | 7,507 | 4.68% | 0.0% |
| 4 | Unitedhealth Group Inc | COM | $457 | 905 | 4.62% | 0.0% |
| 5 | Fastenal Co | COM | $424 | 9,205 | 4.29% | 0.0% |
| 6 | Walmart Inc | COM | $346 | 2,667 | 3.5% | 0.0% |
| 7 | United Parcel Service Inc | CL B | $344 | 2,132 | 3.48% | 0.0% |
| 8 | T Mobile Us Inc | COM | $318 | 2,373 | 3.22% | 0.0% |
| 9 | Home Depot Inc | COM | $294 | 1,066 | 2.97% | 0.0% |
| 10 | Microsoft Corp | COM | $281 | 1,207 | 2.84% | 0.0% |
| 11 | Colgate Palmolive Co | COM | $280 | 3,983 | 2.83% | 0.0% |
| 12 | Hershey Co | COM | $279 | 1,266 | 2.82% | 0.0% |
| 13 | Illinois Tool Wks Inc | COM | $267 | 1,478 | 2.7% | 0.0% |
| 14 | Abbvie Inc | COM | $255 | 1,898 | 2.58% | 0.0% |
| 15 | Mdu Res Group Inc | COM | $253 | 9,256 | 2.56% | 0.0% |
| 16 | Tesla Inc | COM | $252 | 951 | 2.55% | 0.0% |
| 17 | Paychex Inc | COM | $244 | 2,171 | 2.47% | 0.0% |
| 18 | Target Corp | COM | $237 | 1,596 | 2.4% | 0.0% |
| 19 | Change Healthcare Inc | COM | $233 | 8,479 | 2.36% | 0.0% |
| 20 | Marsh & Mclennan Cos Inc | COM | $233 | 1,562 | 2.36% | 0.0% |
| 21 | Heartland Express Inc | COM | $229 | 16,028 | 2.32% | 0.0% |
| 22 | Firstenergy Corp | COM | $226 | 6,099 | 2.29% | 0.0% |
| 23 | Fti Consulting Inc | COM | $223 | 1,347 | 2.26% | 0.0% |
| 24 | Aecom | COM | $222 | 3,246 | 2.25% | 0.0% |
| 25 | Ametek Inc | COM | $213 | 1,881 | 2.16% | 0.0% |
Top 25 of 35 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 7 | $1.4B | 45.3% |
| Pooled investment vehicles (non-investment companies) | 5 | $1.5B | 49.9% |
| Pension and profit sharing plans | Fewer than 5 clients | $149M | 4.81% |
| Corporations and other businesses | Fewer than 5 clients | $244K | 0.01% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $939M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Adaptive Trend Fund, L.P. master | Hedge Fund | Delaware | $939M | 10 |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eikeboom, Arnout, Michiel | Chief Compliance Officer | Mar 2005 (21y) | Less than 5% | |
| Wilkinson, Duncan, Borger Ellerton | President | Oct 2007 (19y) | Less than 5% | |
| Gooch, Jennifer, Chamberlain | Head Of Business Finance And Operations | May 2019 (7y) | Less than 5% | |
| Aylward, George, Robert | Chief Executive Officer Of Virtus Investment Partners, Inc. | Apr 2023 (3y) | Less than 5% | |
| Purkalitis, Andra, Cynthia | Executive Vice President And Chief Legal Officer Of Virtus Investment Partners, Inc. | Nov 2023 (3y) | Less than 5% | |
| Mathus, Brent, Ryan | Chief Commercial Officer | Oct 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Virtus Partners, Inc. | Member | Apr 2023 | A | 75% or more |
| Virtus Investment Partners, Inc. | Sole Shareholder | Nov 2008 | B | ≈ 56.25% – 100% via Virtus Partners, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Virtus Investment Partners, Inc.: 75% – 100% of Virtus Partners, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $939M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Adaptive Trend Fund, L.P. | Hedge Fund | $939M | $5.0M | 10 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 2.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- BNY Mellon $128M (3% of AUM) Dec 2025
- State Street $111M (4% of AUM) Mar 2026
- Goldman Sachs $33.6M (1% of AUM) Dec 2025
- Morgan Stanley $33.1M (1% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗