Peak Wealth Solutions, Inc.
- Regulatory AUM
- $912M
- Discretionary
- $815M
- Clients
- 718
- Avg AUM / client
- $1.3M
- Accounts
- 2,192
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 364 | $115M | 12.6% |
| High net worth individuals | 312 | $682M | 74.8% |
| Pension and profit sharing plans | 32 | $96.1M | 10.5% |
| Charitable organizations | 7 | $15.3M | 1.68% |
| Corporations and other businesses | 3 | $3.1M | 0.34% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| R.E. Warner & Associates Employees' Retirement Trust And Plan R.E. Warner & Associates | 2024 | |
| Cleveland Clinic Savings And Investment Plan The Cleveland Clinic Foundation | 2024 | |
| The Cleveland Foundation Retirement Plan The Cleveland Foundation | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Paul Kocsis | Managing Principal / Retirement Plan Consultant | Jul 2016 (10y) | 50% – 75% | |
| Gregory Michael Gromek | Managing Principal, Chief Compliance Officer | Jul 2016 (10y) | 50% – 75% | |
| Keith Richard Witkowski | Registered representative | CFP | Mar 2018 (8y) | |
| Daniel Vujanov | Registered representative | Nov 2021 (5y) | ||
| Jeffrey David Mucciarone | Registered representative | Chartered Financial Consultant | Nov 2021 (5y) | |
| William Ignatius Russo | Registered representative | CFP | Apr 2025 (1y) | |
| Kevin John Kocsis | Registered representative | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| R.E. Warner & Associates Employees' Retirement Trust And Plan | R.E. Warner & Associates | 200 | $13.6M | 01/01/2024 |
| Cleveland Clinic Savings And Investment Plan | The Cleveland Clinic Foundation | 68,206 | $9.2B | 01/01/2024 |
| The Cleveland Foundation Retirement Plan | The Cleveland Foundation | 84 | $22.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/28/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SEMINAR FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $690M (76% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 28, 2026.
View current Form ADV (SEC/IAPD) ↗