Schwan Financial Advisors, Llc
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 285
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 6 | $0 | — |
| High net worth individuals | 255 | $0 | — |
| Pension and profit sharing plans | 24 | $0 | — |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Ken's Supermarkets, Inc. 401(k) Retirement Plan Ken's Supermarkets, Inc. | 2024 | |
| Schull Construction Co. Profit Sharing Plan With 401(k) Feature Schull Construction Company | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Paul Schwan | Elected Manager | May 2003 (23y) | 50% – 75% of Schwan Financial Group, Llc (indirect) | |
| Duch, Michael, Anthony | Elected Manager & Chief Compliance Officer | May 2004 (22y) | Less than 5% | |
| Giridhar, Sarathi | Elected Manager | May 2004 (22y) | Less than 5% | |
| Dalton Lehnen | Registered representative | CFP | Jul 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Schwan Financial Group Llc | Member | May 2003 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Ken's Supermarkets, Inc. 401(k) Retirement Plan | Ken's Supermarkets, Inc. | 130 | $3.6M | 01/01/2024 |
| Schull Construction Co. Profit Sharing Plan With 401(k) Feature | Schull Construction Company | 143 | $13.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.32 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Pension consulting services
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗