Hennion & Walsh Asset Management, Inc.
SEC-registered
Insurance-Affiliated · Small ($100M–$1B)
CRD 126236
· SEC file 801-61977
· Parsippany, NJ
· www.hennionandwalsh.com
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $769M
- Discretionary
- $742M
- Clients
- 1,099
- Avg AUM / client
- $700K
- Accounts
- 1,821
- Employees
- 75
AUM over time
$104M
$769M
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 940 | $389M | 50.6% |
| High net worth individuals | 147 | $334M | 43.5% |
| Pension and profit sharing plans | Fewer than 5 clients | $10.0M | 1.3% |
| Charitable organizations | 6 | $32.1M | 4.17% |
| Corporations and other businesses | 6 | $3.5M | 0.45% |
People (73)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hennion, Richard | Owner | Nov 1989 (37y) | 50% – 75% | |
| Walsh, William, Walter | Owner | Nov 1989 (37y) | 50% – 75% | |
| Kevin Douglas Mahn | President | Feb 2006 (20y) | Less than 5% | |
| Fitzsimmons, Phillip | Chief Compliance Officer | Feb 2019 (8y) | Less than 5% | |
| David Darcangelo | Registered representative | May 2007 (19y) | ||
| William Hennion | Registered representative | Jul 2007 (19y) | ||
| Lauren Christine Frahn | Registered representative | Aug 2007 (19y) | ||
| Joseph Ismael Rodriguez | Registered representative | Aug 2007 (19y) | ||
| Gregg Henry Heller | Registered representative | Sep 2007 (19y) | ||
| John Vincent Wallace | Registered representative | Sep 2007 (19y) | ||
| Patrick Timothy Walsh | Registered representative | Oct 2007 (19y) | ||
| Stephen George Kowalski | Registered representative | Nov 2007 (19y) | ||
| Eoin Patrick Monahan | Registered representative | Nov 2007 (19y) | ||
| James Stanley Mackenzie | Registered representative | Nov 2007 (19y) | ||
| Richard Peter Hveem | Registered representative | Nov 2007 (19y) | ||
| Joshua James Edwards | Registered representative | Feb 2008 (18y) | ||
| Brian Christopher Rieman | Registered representative | Feb 2008 (18y) | ||
| Allen Crosby Fassett | Registered representative | Feb 2008 (18y) | ||
| Vijay Leventhal | Registered representative | Feb 2008 (18y) | ||
| Matthew Paul Panek | Registered representative | Jul 2008 (18y) | ||
| Rachel Cabiltes Leventhal | Registered representative | Jul 2008 (18y) | ||
| John Dimitrious Tsoukalas | Registered representative | Mar 2010 (16y) | ||
| Henry James Szawlowski | Registered representative | Dec 2010 (16y) | ||
| Kunal H Patel | Registered representative | CFP | Dec 2010 (16y) | |
| Stephanie Anne Roche | Registered representative | Dec 2010 (16y) | ||
| Stephen James Zarubnicky | Registered representative | Feb 2011 (15y) | ||
| Sean Michael Logue | Registered representative | Oct 2011 (15y) | ||
| Brian J Pendleton | Registered representative | Jul 2012 (14y) | ||
| Patrick Michael Stanton | Registered representative | Jan 2015 (12y) | ||
| Marc S Strafaci | Registered representative | Mar 2015 (11y) | ||
| Ryan Matthew Schoeffield | Registered representative | May 2016 (10y) | ||
| Mamode Abdullah Oozeerally | Registered representative | May 2016 (10y) | ||
| Frank Michael Imbriaco | Registered representative | Jul 2016 (10y) | ||
| Stephen K Mensah Jr | Registered representative | Jul 2016 (10y) | ||
| Frank Brady Jr | Registered representative | Aug 2016 (10y) | ||
| Kyle Andrew Joyce | Registered representative | Aug 2016 (10y) | ||
| Zachary William Walsh | Registered representative | Aug 2016 (10y) | ||
| William Andrew Wainwright | Registered representative | Aug 2016 (10y) | ||
| Mark Anthony Czaja | Registered representative | Sep 2016 (10y) | ||
| Timothy Peter Ciraulo | Registered representative | Sep 2016 (10y) | ||
| Christopher Ray Mastrangelo | Registered representative | Nov 2016 (10y) | ||
| Justin Taejun Yoon | Registered representative | Jun 2018 (8y) | ||
| Sean J Mcelduff | Registered representative | Jun 2018 (8y) | ||
| Cal Jason Smith | Registered representative | Oct 2018 (8y) | ||
| Devon C Graham | Registered representative | Oct 2018 (8y) | ||
| Kyle Ruff | Registered representative | Jan 2019 (8y) | ||
| Jonathan Luck Hyer | Registered representative | Jan 2019 (8y) | ||
| Steven Louis Feliciano | Registered representative | Mar 2019 (7y) | ||
| Tyler Edward Mitnick | Registered representative | Mar 2019 (7y) | ||
| Michael Spitaletta | Registered representative | Apr 2019 (7y) | ||
| Christo Terzidis | Registered representative | Sep 2019 (7y) | ||
| Matthew Borden Wolcott | Registered representative | Sep 2019 (7y) | ||
| Michael Edward Rasmussen | Registered representative | Jan 2020 (7y) | ||
| Thomas James Hennion | Registered representative | Nov 2020 (6y) | ||
| Thomas L Perkins | Registered representative | May 2021 (5y) | ||
| Zachary Colin Armstrong | Registered representative | May 2021 (5y) | ||
| Thomas Harrison | Registered representative | Jun 2021 (5y) | ||
| Robert Ionescu | Registered representative | Sep 2021 (5y) | ||
| Edward Martin Petka | Registered representative | Dec 2021 (5y) | ||
| Christopher Thomas Ryan | Registered representative | Feb 2022 (4y) | ||
| James Edward Buchanan | Registered representative | May 2024 (2y) | ||
| Eric Sean Hurrie | Registered representative | May 2024 (2y) | ||
| Donald James Callahan | Registered representative | Jul 2024 (2y) | ||
| Jeffrey Howard Shornick | Registered representative | Jul 2024 (2y) | ||
| Dominick Andrew Maio | Registered representative | Jan 2025 (2y) | ||
| Jacob Patrick Walsh | Registered representative | Mar 2025 (1y) | ||
| Nicholas G Giamarino | Registered representative | Apr 2025 (1y) | ||
| Justin Bischer | Registered representative | Jun 2025 (1y) | ||
| Isabella Ciresi | Registered representative | Jan 2026 (1y) | ||
| James Pruskowski | Registered representative | Jan 2026 (1y) | ||
| Steven Tyler Frerichs | Registered representative | Feb 2026 (0y) | ||
| Anthony Blasi | Registered representative | Mar 2026 (0y) | ||
| Steven Joseph Cook | Registered representative | May 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Wells Fargo $769M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗